Form Of Master Custodian AgreementMaster Custodian Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • Massachusetts
This Agreement is made as of , 2016 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 19.5 below, shall hereinafter be referred to as a “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • New York
THIS AGREEMENT is made as of ____________, 2016, between the CION Ares Diversified Credit Fund, a Delaware statutory trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FORM OF BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and _________________________________________, a _________________________ company having its principal place of business ________________________________________________________ (hereinafter “Broker/Dealer”).
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN CION ARES DIVERSIFIED CREDIT FUND AND CION ARES MANAGEMENT, LLCInvestment Advisory Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • New York
This Investment Advisory Agreement (the “Agreement”) is entered into as of __________, 2016, by and between CION ARES DIVERSIFIED CREDIT FUND (the “Fund”), a statutory trust duly organized and existing under the laws of the State of Delaware, and CION ARES MANAGEMENT, LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (the “Advisor”).
FORM OF ADMINISTRATION AGREEMENTAdministration Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • Massachusetts
This Administration Agreement (“Agreement”) dated and effective as of _____, 2016 is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and each management investment company identified on Schedule A hereto (each, a “Fund”).
FORM OF TRADEMARK LICENSE AGREEMENTTrademark License Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • New York
This TRADEMARK LICENSE AGREEMENT (this “Agreement”) is made and effective as of [ ], 2016 (the “Effective Date”) by and between Ares Management LLC, a Delaware limited liability company (the “Licensor”), CION Ares Management, LLC (“CAM”) and CION Ares Diversified Credit Fund, a statutory trust organized under the laws of the State of Delaware (the “Fund” and collectively with CAM, the “Licensees”) (each a “party,” and collectively, the “parties”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENT BY AND BETWEENInvestment Sub-Advisory Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • New York
THIS INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) made this [ ] day of October, 2016, by and among CION ARES MANAGEMENT, LLC, a Delaware limited liability company (the “Advisor”), ARES CAPITAL MANAGEMENT II llc, a Delaware limited liability company (the “Sub-Advisor”), and CION ARES DIVERSIFIED CREDIT FUND, a Delaware statutory trust (the “Fund”), solely as a party with respect to Sections 8 and 11(a) hereof.
FORM OF WHOLESALE MARKETING AGREEMENTWholesale Marketing Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • New York
THIS AGREEMENT is entered into effective as of the day of ,2016, by and among ALPS Distributors, Inc., a Colorado corporation (the “Distributor”), and CION Securities, LLC, a Delaware limited liability company (“CION”).
FORM OF INDEMNIFICATION AGREEMENTIndemnification Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • Delaware
THIS INDEMNIFICATION AGREEMENT (“Agreement”) is made and entered into as of the ____ day of ___________, 2016, by and between CION Ares Diversified Credit Fund, a Delaware statutory trust (the “Fund”), and ____________ (“Indemnitee”).
FORM OF DEALER MANAGER AGREEMENTDealer Manager Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • New York
The undersigned, CION Ares Diversified Credit Fund (the "Fund"), a Delaware statutory trust, is conducting a continuous offering (the "Offering") of its shares of beneficial interest (collectively, the "Shares"). The Fund desires for you, CION Securities, LLC, a Delaware limited liability company (the "Dealer Manager" or "you"), to act as its Dealer Manager in connection with the offer and sales of the Shares to the public in the Offering. In connection with the sales of Shares, the Fund hereby confirms its agreement with you, as Dealer Manager, as follows:
CION ARES DIVERSIFIED CREDIT FUND FORM OF SUBSCRIPTION AGREEMENTSubscription Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund
This Subscription Agreement is entered into this ____ day of _____________, 2016 by and between CION Ares Diversified Credit Fund, a Delaware statutory trust (the “Fund”), and CION Ares Management, LLC (the “Subscriber”);
FORM OF ADMINISTRATION AGREEMENTAdministration Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • New York
AGREEMENT (this “Agreement”) made as of _____, 2016 by and between CION Ares Diversified Credit Fund, a Delaware statutory trust (hereinafter referred to as the “Fund”), and CION Ares Management, LLC, a Delaware limited liability company, (hereinafter referred to as the “Administrator”).
FORM OF EXPENSE SUPPORT AND CONDITIONAL REIMBURSEMENT AGREEMENTExpense Support and Conditional Reimbursement Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • Delaware
THIS EXPENSE SUPPORT AND CONDITIONAL REIMBURSEMENT AGREEMENT (the "Agreement") is made the [ ] day of [ ], 2016 between CION Ares Diversified Credit Fund, a Delaware statutory trust (the "Company"), and CION Ares Management, LLC, a Delaware limited liability company ("CAM").
AGENCY AGREEMENTAgency Agreement • November 8th, 2016 • CION Ares Diversified Credit Fund • Missouri
THIS AGREEMENT (this “Agreement”) made the 6th day of April 2011 (the “Execution Date”) and effective as of November 13, 2010 (the “Effective Date”), by and between, ICON CAPITAL CORP., a corporation organized under the laws of the State of Delaware, with offices at 100 Fifth Avenue, 4th Floor, New York, NY 10011 (the “Company”), acting as manager/investment manager of the limited partnership and limited liability companies set forth on Exhibit B, attached hereto, as may be amended from time to time (each a “Fund” and collectively, the “Funds”) and DST SYSTEMS, INC., a corporation organized and existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 ("DST"):
