PARETEUM CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • November 3rd, 2017 • PARETEUM Corp • Services-computer integrated systems design • New York
The undersigned, Pareteum Corporation, Inc., a corporation formed under the laws of the State of Delaware (the “Company”), hereby confirms its agreement (this “Agreement”) with Dawson James Securities, Inc. (the “Representative”) and with the other underwriters, if any, named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters, if any, being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
FORM OF COMMON STOCK PURCHASE WARRANTPARETEUM Corp • November 3rd, 2017 • Services-computer integrated systems design • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Pareteum Corporation, a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
FORM OF WARRANT AGENCY AGREEMENTForm of Warrant Agency Agreement • November 3rd, 2017 • PARETEUM Corp • Services-computer integrated systems design • New York
WARRANT AGENCY AGREEMENT, dated as of [______], 2017 (“Agreement”), between Pareteum Corporation, a Delaware corporation (the “Company”) and Continental Stock Transfer & Trust Company (the “Warrant Agent”).
