OPTION AGREEMENTOption Agreement • August 21st, 2018 • GlassBridge Enterprises, Inc. • Investment advice • New York
Contract Type FiledAugust 21st, 2018 Company Industry JurisdictionThis OPTION AGREEMENT (this “Agreement”) is made as of August [-], 2018 among GlassBridge Enterprises, Inc., a Delaware corporation (“GlassBridge”), Humilis Holdings Private Equity LP (“Humilis,” formerly known as Spear Point Capital Management LLC), NXSN Acquisition Corp., a Delaware corporation (“Acquisition”), and Nexsan corporation, a Delaware Corporation (“Nexsan”). GlassBridge, Humilis, Acquisition and Nexsan, shall individually be referred to as a “Party” and collectively as the “Parties.”
PRE-PAY AGREEMENTPre-Pay Agreement • August 21st, 2018 • GlassBridge Enterprises, Inc. • Investment advice • Delaware
Contract Type FiledAugust 21st, 2018 Company Industry JurisdictionThis Pre-Pay Agreement (this “Agreement”) is made as of August 13, 2018 (the “Effective Date”) by and among IOENGINE, LLC, a Delaware limited liability company (“IOENGINE”), GlassBridge Enterprises, Inc. f/k/a Imation Corp., a Delaware corporation (“GlassBridge”), and Scott F. McNulty (“McNulty” and together with IOENGINE and GlassBridge, each a “Party” and collectively, the “Parties”).
ASSIGNMENT OF CONTRACTAssignment of Contract • August 21st, 2018 • GlassBridge Enterprises, Inc. • Investment advice
Contract Type FiledAugust 21st, 2018 Company IndustryThis Assignment of Contract (the “Assignment”) is made as of August 15, 2018 by and between Humilis Holdings LLC, a Delaware limited liability company (“Holdings”), and StorCentric, Inc., a Delaware corporation (“StorCentric”), (individually “Party” and collectively the “Parties”). Holdings has been assigned that certain Option Agreement (the “Option Agreement”) dated August 15, 2018 between Humilis Holdings Private Equity LP and GlassBridge Enterprises, Inc., a Delaware corporation (the “GlassBridge”).
EXCHANGE AGREEMENTExchange Agreement • August 21st, 2018 • GlassBridge Enterprises, Inc. • Investment advice • New York
Contract Type FiledAugust 21st, 2018 Company Industry JurisdictionThis EXCHANGE AGREEMENT (this “Agreement”) is made as of August [—], 2018 between Humilis Holdings Private Equity LP (the “Seller”) and GlassBridge Enterprises, Inc., a Minnesota corporation (the “Buyer”).
SETTLEMENT AGREEMENT and MUTUAL RELEASESettlement Agreement and Mutual Release • August 21st, 2018 • GlassBridge Enterprises, Inc. • Investment advice
Contract Type FiledAugust 21st, 2018 Company IndustryThis Settlement Agreement and Mutual Release (“Settlement Agreement”) is made as August 10, 2018 by and between Richard T. Romano and Robert H. Mack (“Plaintiffs”), on the one hand, and Nexsan Technologies, Inc., Spear Point Capital Management, LLC, Humilis Holdings Capital Management, LLC, Spear Point Private Equity LP, NXSN Acquisition Corp., GlassBridge Enterprises, Inc., Lee C. Schlesinger, Trevor L. Colhoun, Ernest C. Mysogland, Rodney A. Bienvenu, Jr. and Geoff S. Barrall (“Defendants”), on the other hand. Plaintiffs and Defendants will be referred to jointly as “the Parties.”
STOCK PURCHASE AGREEMENTStock Purchase Agreement • August 21st, 2018 • GlassBridge Enterprises, Inc. • Investment advice • Delaware
Contract Type FiledAugust 21st, 2018 Company Industry JurisdictionThis STOCK PURCHASE AGREEMENT, dated August 16, 2018 (this “Agreement”), is by and among StorCentric, Inc., a Delaware corporation (“Buyer”); NXSN Acquisition Corporation, a Delaware corporation (“Seller”); and GlassBridge Enterprises, Inc., a Delaware corporation (f/k/a Imation Corp.) (“Parent”). Buyer, Seller and Parent may be individually referred to herein as a “Party” and collectively as the “Parties.” Certain capitalized terms used herein have the meanings assigned to them in Section 9.1.