INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 25th, 2020 • Collaborative Investment Series Trust • New York
AGREEMENT (the “Agreement”), made as of February 24, 2020 between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), and Tuttle Tactical Management, LLC, a limited liability company organized and existing under the laws of the Delaware (the “Adviser”) located at 155 Lockwood Road, Riverside, Connecticut 06878.
FUND ADMINISTRATION SERVICING AGREEMENT THIRD AMENDED AND RESTATED AS OF JANUARY 9, 2020Fund Administration Servicing Agreement • February 25th, 2020 • Collaborative Investment Series Trust • New York
THIS AGREEMENT, initially made and entered into on October 19th, 2018, is amended and restated as of January 9, 2020, by and among Collaborative Investment Series Trust, a Delaware statutory trust (hereinafter referred to as the "Trust") and Collaborative Fund Services, LLC, a limited liability company organized under the laws of the State of Connecticut (hereinafter referred to as "CFS").
GLOBAL CUSTODIAL AND AGENCY SERVICES AGREEMENTGlobal Custodial and Agency Services Agreement • February 25th, 2020 • Collaborative Investment Series Trust
This AMENDMENT No.1 (“Amendment”) is made as of January 7, 2020, by and between Collaborative Investment Series Trust (“Client”) and Citibank, N.A. (“Custodian”), to that certain Global Custodial and Agency Services Agreement dated March 11, 2019, between the Client and Custodian (“Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • February 25th, 2020 • Collaborative Investment Series Trust • Delaware
THIS AGREEMENT made this 7th day of January by and between Tuttle Tactical Management, LLC, a Delaware (the “Adviser”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
COLLABORATIVE INVESTMENT SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • February 25th, 2020 • Collaborative Investment Series Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of Trend Aggregation U.S. ETF, Trend Aggregation ESG ETF, Trend Aggregation Managed Futures Strategy ETF, Trend Aggregation Dividend Stock ETF, and Trend Aggregation Aggressive Growth ETF (each a “Fund” and collectively, the “Funds”) each a series of the Trust and the Advisor, Tuttle Tactical Management, LLC (the “Advisor”).
AMENDMENT NO.1 TOServices Agreement • February 25th, 2020 • Collaborative Investment Series Trust
This AMENDMENT No.1 (“Amendment”) is made as of January 7, 2020, by and among Collaborative Investment Series Trust (“Client”) and Citibank, N.A. (“Citibank”), and Citi Fund Services Ohio, Inc. (“CFSO”, together with Citibank, the “Service Provider” and, with the Client, the “Parties”), to that certain Services Agreement dated March 11, 2019, between the Client and Service Provider (“Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
