INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 26th, 2020 • Collaborative Investment Series Trust • New York
AGREEMENT (the “Agreement”), made as of February 19, 2020 between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), and Tactical Fund Advisors, LLC, a limited liability company organized and existing under the laws of the Ohio (the “Adviser”) located at 8316 Cornell Road, Cincinnati, Ohio 45249.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 26th, 2020 • Collaborative Investment Series Trust • New York
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) is made and entered into as of February 19, 2020, by and between Tactical Fund Advisors, LLC (the “Adviser”), an Ohio limited liability company and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Preston Wealth Advisors, LLC (the “Sub-Adviser” and together with the Adviser the “Parties”), a Virginia limited liability company and also registered under the Advisers Act, with respect to the TFA Multidimensional Tactical Fund (the “Fund” ), a series of the Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”).
TRANSFER AGENT AGREEMENTTransfer Agent Agreement • February 26th, 2020 • Collaborative Investment Series Trust • Ohio
THIS AGREEMENT is made and entered into this 18th day of November, 2019, by and between the Collaborative Investment Series Trust (the “Trust”), an Delaware business trust having its principal place of business at 125 Greenwich Ave., Greenwich, Connecticut, 06830 , and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESDistribution Agreement • February 26th, 2020 • Collaborative Investment Series Trust • Ohio
THIS AGREEMENT is made as of , between The Collaborative Investment Series Trust (the "Trust" and/or Investment Company "IC", or "Fund"), a Delaware statutory Trust/IC, Tactical Fund Advisors, LLC the Registered Investment Advisor (the "RIA") an Ohio limited liability company, and Arbor Court Capital ("ACC"), a limited liability corporation organized and existing under the laws of the State of Ohio.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 26th, 2020 • Collaborative Investment Series Trust • New York
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) is made and entered into as of January 30, 2020, by and between Tactical Fund Advisors, LLC (the “Adviser”), an Ohio limited liability company and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Potomac Advisors, Inc. (the “Sub-Adviser” and together with the Adviser the “Parties”), a Florida Corporation and also registered under the Advisers Act, with respect to the TFA Quantitative Fund (the “Fund”), a series of the Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”).
FOURTH AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • February 26th, 2020 • Collaborative Investment Series Trust
THIS FOURTH AMENDMENT, effective as of the last date on the signature block, to the Custody Agreement dated January 2, 2018 (the “Agreement”) by and between Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”), and U.S. Bank National Association, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
COLLABORATIVE INVESTMENT SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • February 26th, 2020 • Collaborative Investment Series Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of TFA Quantitative Fund and TFA Multidimensional Tactical Fund, (each a “Fund” and collectively, the “Funds”) each a series of the Trust and the Advisor, Tactical Fund Advisors, LLC (the “Advisor”).
