INVESTMENT ADVISORY MANAGEMENT AGREEMENT BETWEEN APOLLO INVESTMENT CORPORATION AND APOLLO INVESTMENT MANAGEMENT L.P.Management Agreement • April 1st, 2004 • Apollo Investment Corp • New York
Contract Type FiledApril 1st, 2004 Company JurisdictionAgreement made this [X] day of March 2004, by and between APOLLO INVESTMENT CORPORATION, a Maryland corporation (the “Corporation”), and APOLLO INVESTMENT MANAGEMENT L.P., a Delaware limited partnership (the “Adviser”).
ADMINISTRATION AGREEMENTAgreement • April 1st, 2004 • Apollo Investment Corp • New York
Contract Type FiledApril 1st, 2004 Company JurisdictionAGREEMENT (this “Agreement”) made as of March , 2004 by and between Apollo Investment Corporation, a Maryland corporation (hereinafter referred to as the “Corporation”), and Apollo Investment Administration, LLC, a Delaware limited liability company, (hereinafter referred to as the “Administrator”).
TRADEMARK LICENSE AGREEMENTTrademark License Agreement • April 1st, 2004 • Apollo Investment Corp • New York
Contract Type FiledApril 1st, 2004 Company JurisdictionThis TRADEMARK LICENSE AGREEMENT (this “Agreement”) is made and effective as of March [x], 2004 (the “Effective Date”) by and between Apollo Management, L.P. (the “Licensor”), and Apollo Investment Corporation, a corporation organized under the laws of the State of Maryland (“Corporation”) (each a “party,” and collectively, the “parties”).
] Shares Common Stock ($.001 Par Value Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • April 1st, 2004 • Apollo Investment Corp • New York
Contract Type FiledApril 1st, 2004 Company JurisdictionApollo Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell an aggregate of shares (the “Firm Shares”) of Common Stock, $.001 par value per share (the “Common Stock”), of the Company. It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Firm Shares. UBS Securities LLC, Citigroup Global Markets Inc. and J.P. Morgan Securities Inc. shall act as joint book-running managers (the “Joint Book-Running Managers”).
GLOBAL CUSTODY AGREEMENT BETWEEN APOLLO INVESTMENT CORPORATION AND JPMORGAN CHASE BANK March 15, 2004Global Custody Agreement • April 1st, 2004 • Apollo Investment Corp • New York
Contract Type FiledApril 1st, 2004 Company JurisdictionThis Agreement, dated as of March 15,_2004, is between JPMORGAN CHASE BANK (“Bank”), with a principal place of business at 270 Park Avenue, New York, N.Y. 10017; and APOLLO INVESTMENT CORPORATION (“Customer”) with a place of business at 1301 Avenue of the Americas, New York, N.Y. 10019.
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT by and between: APOLLO INVESTMENT CORPORATION and AMERICAN STOCK TRANSFER & TRUST COMPANY Dated: April , 2004Transfer Agency and Registrar Services Agreement • April 1st, 2004 • Apollo Investment Corp • New York
Contract Type FiledApril 1st, 2004 Company JurisdictionThis Transfer Agency and Registrar Services Agreement (the “Agreement”), dated as of April , 2004 is between Apollo Investment Corporation, a Maryland corporation (the “Company”), and American Stock Transfer & Trust Company, a New York corporation (“AST”).