STOCK PURCHASE AGREEMENTStock Purchase Agreement • August 7th, 2007 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
STOCK PURCHASE AGREEMENT (this “Agreement”) dated as of July 2, 2007, by and among Charles R. Schwab, Helen O. Schwab, The Charles & Helen Schwab Living Trust, HOS Family Partners, LLC, a limited liability company organized and existing under the laws of the State of Delaware, 188 Partners, LP, a limited partnership organized and existing under the laws of the State of California, and the Charles & Helen Schwab Foundation, a nonprofit public benefit corporation (each, a “Seller” and collectively, the “Sellers”), and The Charles Schwab Corporation, a Delaware corporation (the “Purchaser”).
CREDIT AGREEMENT (364-DAY COMMITMENT) dated as of June 15, 2007 Among THE CHARLES SCHWAB CORPORATION and CITICORP USA, INC., as Administrative Agent and THE OTHER FINANCIAL INSTITUTIONS PARTY HERETO and BANK OF AMERICA, N.A. CALYON NEW YORK BRANCH...Credit Agreement • August 7th, 2007 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
THIS CREDIT AGREEMENT (364-DAY COMMITMENT) (“this Agreement”) is entered into as of June 15, 2007, among The Charles Schwab Corporation, a Delaware corporation (the “Borrower”), the several financial institutions from time to time party to this Agreement (collectively the “Lenders”; individually each a “Lender”), and Citicorp USA, Inc., as administrative agent for the Lenders (the “Agent”).
THIRD AMENDMENT TO THE TRUST AGREEMENT FOR THE CHARLES SCHWAB PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLANThe Trust Agreement • August 7th, 2007 • Schwab Charles Corp • Security brokers, dealers & flotation companies
The Trust Agreement for the Charles Schwab Profit Sharing and Employee Stock Ownership Plan (“Plan”), which was amended and restated in its entirety effective November 1, 1990, and further amended effective January 1, 1992 and July 1, 1992, is hereby amended as follows, effective as of January 1, 1996:
SECOND AMENDMENT TO THE TRUST AGREEMENT FOR THE CHARLES SCHWAB PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLANThe Trust Agreement • August 7th, 2007 • Schwab Charles Corp • Security brokers, dealers & flotation companies
The Trust Agreement for the Charles Schwab Profit Sharing and Employee Stock Ownership Plan (“Plan”), which was amended and restated in its entirety effective November 1, 1990, and further amended effective January 1, 1992, is hereby further amended effective July 1, 1992, to reflect the appointment of The Charles Schwab Trust Company to act as successor trustee under the Plan and Trust Agreement, and as follows:
