MODIFICATION AGREEMENTModification Agreement • May 14th, 2010 • UniCredit S.p.A. • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 14th, 2010 Company Industry JurisdictionThis Modification Agreement (this “Agreement”), dated as of May 11, 2010, is entered into by and among RCG Holdings LLC (solely for the purposes of Articles 3 through 9) (“RCG”), C4S & Co., L.L.C. (solely for the purposes of Articles 4 through 9), as managing member of RCG (“C4S”), Cowen Group, Inc. (solely for the purposes of Articles 3, 5, 6, 7, 8 and 9) (“Cowen”), Ramius LLC (solely for the purposes of Articles 1, 5, 6, 7, 8 and 9), a wholly owned subsidiary of Cowen (“Ramius”), Ramius Alternative Solutions LLC (formerly known as Ramius Fund of Funds Group LLC) (solely for the purposes of Articles 2, 5, 6, 7, 8 and 9), a wholly owned subsidiary of Cowen (“Ramius Alternative Solutions” and, together with RCG, C4S, Cowen and Ramius, the “Ramius Parties”), BA Alpine Holdings, Inc. (solely for the purposes of Articles 4 through 9) (“BA Alpine”), Alpine Cayman Islands Limited (solely for the purposes of Articles 1, 5, 6, 7, 8 and 9) (“Alpine Cayman”), UniCredit Bank AG (formerly known as