DISTRIBUTION AGREEMENTDistribution Agreement • June 18th, 2010 • Caldwell & Orkin Funds Inc • Colorado
Contract Type FiledJune 18th, 2010 Company JurisdictionTHIS AGREEMENT, between The Caldwell & Orkin Funds, Inc., a Maryland corporation (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”) is made as of August 21, 2009 and effective as of the date of conversion of the Fund to ALPS.
TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agency • June 18th, 2010 • Caldwell & Orkin Funds Inc • Colorado
Contract Type FiledJune 18th, 2010 Company JurisdictionThis Transfer Agency Interactive Client Services Agreement (this “Agreement”) between The Caldwell & Orkin Funds, Inc., a corporation established under the laws of the State of Maryland (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) is made as of August 21, 2009, and effective as of the date of conversion of the Fund to ALPS.
AMENDMENT NO. 3 TO THE MANAGEMENT AGREEMENTManagement Agreement • June 18th, 2010 • Caldwell & Orkin Funds Inc
Contract Type FiledJune 18th, 2010 Company
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • June 18th, 2010 • Caldwell & Orkin Funds Inc • Colorado
Contract Type FiledJune 18th, 2010 Company JurisdictionTHIS AGREEMENT, between The Caldwell & Orkin Funds, Inc., organized as a corporation under the laws of Maryland (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) is made as of August 21, 2009 and effective as of the date of conversion of the Fund to ALPS.
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTBookkeeping And • June 18th, 2010 • Caldwell & Orkin Funds Inc • Colorado
Contract Type FiledJune 18th, 2010 Company JurisdictionTHIS AGREEMENT, between The Caldwell & Orkin Funds, Inc., organized as a corporation under the laws of the State of Maryland (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) is made as of August 21, 2009 and effective as of the date of conversion of the Fund to ALPS.