FINANCIAL INVESTORS TRUST ALPS/KOTAK INDIA GROWTH FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 28th, 2011 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 20th day of January, 2011, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the fund listed in Appendix A (the “Fund”).
FINANCIAL INVESTORS TRUST ALPS/KOTAK INDIA GROWTH FUND SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 28th, 2011 • Financial Investors Trust • New York
AGREEMENT, dated as of January 20, 2011 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Kotak Mahindra (UK) Ltd. (the “Sub-Adviser”), a corporation organized under the laws of the United Kingdom, having its principal place of business at 6th Floor, Portsoken House, 155-157 Minories, London, United Kingdom EC3N 1LS, and the Financial Investors Trust (the “Trust”), on behalf of the ALPS/Kotak India Growth Fund (the “Fund”), a Delaware statutory trust having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203.
ALPS ADVISORS, INC.Financial Investors Trust • January 28th, 2011
This letter confirms the agreement by ALPS Advisors, Inc. (the “Adviser”) and Kotak Mahindra (UK) Limited (the “Sub-Adviser”) and the Trust with respect to the Fund.
Form of Amendment to Custody AgreementCustody Agreement • January 28th, 2011 • Financial Investors Trust
This Amendment dated , 2011 (“Effective Date”) to Custody Agreement, dated November 13, 2007, as amended (the “Agreement”), between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and The Bank of New York Mellon, a New York corporation (the “Custodian”).
Amendment to Fund Accounting and Administration AgreementAccounting and Administration Agreement • January 28th, 2011 • Financial Investors Trust
This Amendment dated as of January 20, 2011 (this “Amendment”) is to the Fund Accounting and Administration Agreement dated October 1, 2007, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
FORM OF LICENSE AGREEMENTForm of License Agreement • January 28th, 2011 • Financial Investors Trust
KOTAK MAHINDRA BANK LIMITED, a banking company incorporated under the provisions of the Companies Act, 1956, and having its registered office at 36-38A, Nariman Bhavan, 227 Nariman Point, Mumbai 400021 (hereinafter referred to “the Owner”, which expression shall, unless repugnant to the context, mean and include its successors in interest, and / or assigns) of the FIRST PART;
Amendment to Foreign Custody Manager AgreementForeign Custody Manager Agreement • January 28th, 2011 • Financial Investors Trust
This Amendment dated , 2011 (“Effective Date”) to Foreign Custody Manager Agreement, dated November 13, 2007, as amended (the “Agreement”), between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and The Bank of New York Mellon, a New York corporation (the “Custodian”).
Amendment to Distribution AgreementAmendment to Distribution Agreement • January 28th, 2011 • Financial Investors Trust
This Amendment dated as of January 20, 2011 (this “Amendment”) is to the Distribution Agreement dated October 1, 2007 (the “Agreement”), as amended, by and between ALPS Distributors, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
Amendment to Transfer Agency and Service AgreementAgency and Service Agreement • January 28th, 2011 • Financial Investors Trust
This Amendment dated as of January 20, 2011 (this “Amendment”) is to the Transfer Agency and Service Agreement dated October 1, 2007, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
