FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 29th, 2011 • Financial Investors Trust • Colorado
Contract Type FiledApril 29th, 2011 Company JurisdictionThis Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 2nd day of August, 2010, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the Funds listed in Appendix A (each, a “Fund,” and together, the “Funds”).
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 29th, 2011 • Financial Investors Trust • Colorado
Contract Type FiledApril 29th, 2011 Company JurisdictionAGREEMENT, dated as of August 2, 2010 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund”) and collectively, the “Funds”), and RiverFront Investment Group, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 9011 Arboretum Parkway, Suite 110, Richmond, Virginia 23236.
Amendment to Fund Accounting and Administration AgreementFund Accounting and Administration Agreement • April 29th, 2011 • Financial Investors Trust
Contract Type FiledApril 29th, 2011 CompanyThis Amendment dated as of August 2, 2010 (this “Amendment”) is to the Fund Accounting and Administration Agreement dated October 1, 2007, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
Amendment to Fund Accounting and Administration AgreementFund Accounting and Administration Agreement • April 29th, 2011 • Financial Investors Trust
Contract Type FiledApril 29th, 2011 CompanyThis Amendment dated as of June 15, 2010 (this “Amendment”) is to the Fund Accounting and Administration Agreement dated October 1, 2007, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
Amendment to Distribution AgreementDistribution Agreement • April 29th, 2011 • Financial Investors Trust
Contract Type FiledApril 29th, 2011 CompanyThis Amendment dated as of June 15, 2010 (this “Amendment”) is to the Distribution Agreement dated October 1, 2007 (the “Agreement”), as amended, by and between ALPS Distributors, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
Amendment to Distribution AgreementDistribution Agreement • April 29th, 2011 • Financial Investors Trust
Contract Type FiledApril 29th, 2011 CompanyThis Amendment dated as of August 2, 2010 (this “Amendment”) is to the Distribution Agreement dated October 1, 2007 (the “Agreement”), as amended, by and between ALPS Distributors, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
Amendment to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • April 29th, 2011 • Financial Investors Trust
Contract Type FiledApril 29th, 2011 CompanyThis Amendment dated as of September 27, 2010 (this “Amendment”) is to the Transfer Agency and Service Agreement dated October 1, 2007, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
Amendment to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • April 29th, 2011 • Financial Investors Trust
Contract Type FiledApril 29th, 2011 CompanyThis Amendment dated as of June 15, 2010 (this “Amendment”) is to the Transfer Agency and Service Agreement dated October 1, 2007, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
Amendment to Custody AgreementCustody Agreement • April 29th, 2011 • Financial Investors Trust
Contract Type FiledApril 29th, 2011 CompanyThis Amendment dated September 27, 2010 (“Effective Date”) to Custody Agreement, dated November 13, 2007, as amended (the “Agreement”), between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and The Bank of New York Mellon, a New York corporation (the “Custodian”).
Amendment to Distribution AgreementDistribution Agreement • April 29th, 2011 • Financial Investors Trust
Contract Type FiledApril 29th, 2011 CompanyThis Amendment dated as of September 27, 2010 (this “Amendment”) is to the Distribution Agreement dated October 1, 2007 (the “Agreement”), as amended, by and between ALPS Distributors, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).
Amendment to Foreign Custody Manager AgreementForeign Custody Manager Agreement • April 29th, 2011 • Financial Investors Trust
Contract Type FiledApril 29th, 2011 CompanyThis Amendment dated September 27, 2010 (“Effective Date”) to Foreign Custody Manager Agreement, dated November 13, 2007, as amended (the “Agreement”), between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and The Bank of New York Mellon, a New York corporation (the “Custodian”).
Amendment to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • April 29th, 2011 • Financial Investors Trust
Contract Type FiledApril 29th, 2011 CompanyThis Amendment dated as of August 2, 2010 (this “Amendment”) is to the Transfer Agency and Service Agreement dated October 1, 2007, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”).