STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 24th, 2011 • Nuveen Short Duration Credit Opportunities Fund • New York
Reference is made to the Underwriting Agreement dated May [—], 2011 (the “Underwriting Agreement”), by and among Nuveen Short Duration Credit Opportunities Fund (the “Fund”), Nuveen Fund Advisors, Inc. (the “Investment Manager”), Symphony Asset Management, LLC and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.01 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
Nuveen Short Duration Credit Opportunities Fund [—] Common Shares of Beneficial Interest Par Value $0.01 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • May 24th, 2011 • Nuveen Short Duration Credit Opportunities Fund • New York
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 24th, 2011 • Nuveen Short Duration Credit Opportunities Fund • New York
Reference is made to the Underwriting Agreement dated May [—], 2011(the “Underwriting Agreement”), by and among Nuveen Short Duration Credit Opportunities Fund, Nuveen Fund Advisors, Inc. (the “Adviser”), Symphony Asset Management, LLC and each of the Underwriters named in Schedule A thereto, with respect to the issue and sale of the Fund’s Common Shares (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 24th, 2011 • Nuveen Short Duration Credit Opportunities Fund • New York
This agreement is between Nuveen Fund Advisors, Inc. (the “Company”) and UBS Securities LLC (“UBS”) with respect to the Nuveen Short Duration Credit Opportunities Fund (the “Fund”).
MASTER AGREEMENT AMONG UNDERWRITERSMaster Agreement • May 24th, 2011 • Nuveen Short Duration Credit Opportunities Fund • New York
We hereby agree that this Master Agreement Among Underwriters (this “Agreement”) will apply to our participation in offerings of securities where you act as Manager or one of the Managers of the underwriting syndicate (including offerings subject to competitive bidding where you act as Representative of a group of bidders or purchasers). The issuer of the securities is referred to as the “Company”, the seller of any such securities other than the Company is referred to as the “Seller” and such securities are referred to as the “Securities”.
MARKETING AND STRUCTURING FEE AGREEMENTMarketing and Structuring • May 24th, 2011 • Nuveen Short Duration Credit Opportunities Fund • New York
This agreement is between Nuveen Fund Advisors, Inc. (the “Company”) and Morgan Stanley & Co. Incorporated (“Morgan Stanley”) with respect to the Nuveen Short Duration Credit Opportunities Fund (the “Fund”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 24th, 2011 • Nuveen Short Duration Credit Opportunities Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of May [—], 2011 by and between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), and Nuveen Fund Advisors, Inc. (the “Adviser”).
