EXECUTIVE AGREEMENTExecutive Agreement • June 6th, 2011 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York
THIS EXECUTIVE AGREEMENT (this “Agreement”) is dated as of May 31, 2011, by and among PrinceRidge Holdings LP (the “Company”), an indirect subsidiary of Institutional Financial Markets, Inc. (the “Parent”), Parent, Daniel G. Cohen (the “Executive”) and IFMI, LLC, a majority-owned subsidiary of Parent (“IFMI”).
TERMINATION AND SEPARATION AGREEMENTTermination and Separation Agreement • June 6th, 2011 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York
TERMINATION AND SEPARATION AGREEMENT, dated as of May 31, 2011 (the “Agreement”), by and among IFMI, LLC, a Delaware limited liability company (“IFMI”), PrinceRidge Holdings LP, a Delaware limited partnership (“PrinceRidge”), and PrinceRidge Partners LLC, a Delaware limited liability company (“PrinceRidge GP” and together with PrinceRidge, the “PrinceRidge Entities”). Reference is made to (i) that certain Contribution Agreement, dated as of April 19, 2011 (the “Contribution Agreement”), by and among IFMI, PrinceRidge and PrinceRidge GP, (ii) the Fourth Amended and Restated Limited Partnership Agreement of PrinceRidge Holdings LP, dated as of May 31, 2011 (the “Partnership Agreement”), and (iii) the Fourth Amended and Restated Limited Liability Company Agreement of PrinceRidge Partners LLC, dated as of May 31, 2011 (the “Operating Agreement”).
Fourth Amended and Restated Limited Partnership Agreement of PrinceRidge Holdings LPSupplementary Agreement • June 6th, 2011 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • Delaware
This Fourth Amended and Restated Limited Partnership Agreement is made and entered into as of the date set forth above by and among the undersigned Persons and shall hereafter govern the Partnership.
Fourth Amended and Restated Limited Liability Company Agreement of PrinceRidge Partners LLCLimited Liability Company Agreement • June 6th, 2011 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • Delaware
This Fourth Amended and Restated Limited Liability Company Agreement is made and entered into as of the date set forth above by and among the undersigned Persons and shall hereafter govern the Company.
