0001193125-13-084081 Sample Contracts

TWELFTH MODIFICATION OF OFFICE LEASE
Twelfth Modification of Office Lease • February 28th, 2013 • Westwood Holdings Group Inc • Investment advice

THIS TWELFTH MODIFICATION OF OFFICE LEASE (this “Twelfth Modification”) is entered into as of the 17 day of August, 2012, by and between CRESCENT TC INVESTORS, L.P., a Delaware limited partnership (“Landlord”), and WESTWOOD MANAGEMENT CORP., a New York corporation (“Tenant”).

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INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • February 28th, 2013 • Westwood Holdings Group Inc • Investment advice • New York

INVESTMENT SUB-ADVISORY AGREEMENT, dated October 6, 1994, between The Westwood Funds and its four series, the Equity Fund, the Cash Management Fund, the Intermediate Bond Fund and the Balanced Fund (the “Trust” and the “Funds”, respectively), a Massachusetts business trust, for purposes of section 5 only, and Teton Advisers, LLC. (the “Adviser”), a Texas limited liability company and Westwood Management Corp. (the “Sub-Adviser”).

WESTWOOD HOLDINGS GROUP, INC. MUTUAL FUND SHARE INCENTIVE AGREEMENT AMENDMENT
Fund Share Incentive Agreement • February 28th, 2013 • Westwood Holdings Group Inc • Investment advice

THIS AMENDMENT OF THE MUTUAL FUND SHARE INCENTIVE AGREEMENT (The “Agreement”) dated February 7, 2012 between Mark Freeman (“Participant”) and Westwood Holdings Group, Inc. (the “Company” and, together with its subsidiaries, “WHG”), whose registered office is 200 Crescent Court, Suite 1200, Dallas, Texas, is made and entered into as of the 14 day of JANUARY, 2013.

SECURITIES PURCHASE AGREEMENT dated as of September 22, 2010 by and among WESTWOOD HOLDINGS GROUP, INC., (a Delaware corporation) McCARTHY GROUP ADVISORS, L.L.C., (a Nebraska limited liability company), MGA HOLDINGS, L.L.C., (a Nebraska limited...
Securities Purchase Agreement • February 28th, 2013 • Westwood Holdings Group Inc • Investment advice

This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of September 22, 2010, by and among WESTWOOD HOLDINGS GROUP, INC., a Delaware corporation (“Buyer”), McCARTHY GROUP ADVISORS, L.L.C., a Nebraska limited liability company (the “Company”), MGA HOLDINGS, L.L.C., a Nebraska limited liability company (the “Member”) and the undersigned members of the Member (each a “Holdings Member” and, collectively, the “Holdings Members” and, together with Buyer, the Company and the Member, each a “Party” and, collectively, the “Parties”).

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