TWELFTH MODIFICATION OF OFFICE LEASETwelfth Modification of Office Lease • February 28th, 2013 • Westwood Holdings Group Inc • Investment advice
Contract Type FiledFebruary 28th, 2013 Company IndustryTHIS TWELFTH MODIFICATION OF OFFICE LEASE (this “Twelfth Modification”) is entered into as of the 17 day of August, 2012, by and between CRESCENT TC INVESTORS, L.P., a Delaware limited partnership (“Landlord”), and WESTWOOD MANAGEMENT CORP., a New York corporation (“Tenant”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2013 • Westwood Holdings Group Inc • Investment advice • New York
Contract Type FiledFebruary 28th, 2013 Company Industry JurisdictionINVESTMENT SUB-ADVISORY AGREEMENT, dated October 6, 1994, between The Westwood Funds and its four series, the Equity Fund, the Cash Management Fund, the Intermediate Bond Fund and the Balanced Fund (the “Trust” and the “Funds”, respectively), a Massachusetts business trust, for purposes of section 5 only, and Teton Advisers, LLC. (the “Adviser”), a Texas limited liability company and Westwood Management Corp. (the “Sub-Adviser”).
WESTWOOD HOLDINGS GROUP, INC. MUTUAL FUND SHARE INCENTIVE AGREEMENT AMENDMENTFund Share Incentive Agreement • February 28th, 2013 • Westwood Holdings Group Inc • Investment advice
Contract Type FiledFebruary 28th, 2013 Company IndustryTHIS AMENDMENT OF THE MUTUAL FUND SHARE INCENTIVE AGREEMENT (The “Agreement”) dated February 7, 2012 between Mark Freeman (“Participant”) and Westwood Holdings Group, Inc. (the “Company” and, together with its subsidiaries, “WHG”), whose registered office is 200 Crescent Court, Suite 1200, Dallas, Texas, is made and entered into as of the 14 day of JANUARY, 2013.
SECURITIES PURCHASE AGREEMENT dated as of September 22, 2010 by and among WESTWOOD HOLDINGS GROUP, INC., (a Delaware corporation) McCARTHY GROUP ADVISORS, L.L.C., (a Nebraska limited liability company), MGA HOLDINGS, L.L.C., (a Nebraska limited...Securities Purchase Agreement • February 28th, 2013 • Westwood Holdings Group Inc • Investment advice
Contract Type FiledFebruary 28th, 2013 Company IndustryThis SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of September 22, 2010, by and among WESTWOOD HOLDINGS GROUP, INC., a Delaware corporation (“Buyer”), McCARTHY GROUP ADVISORS, L.L.C., a Nebraska limited liability company (the “Company”), MGA HOLDINGS, L.L.C., a Nebraska limited liability company (the “Member”) and the undersigned members of the Member (each a “Holdings Member” and, collectively, the “Holdings Members” and, together with Buyer, the Company and the Member, each a “Party” and, collectively, the “Parties”).