Exhibit 10.1 RESTRICTED STOCK AGREEMENT UNDER THE THIRD AMENDED AND RESTATED WESTWOOD HOLDINGS GROUP, INC. STOCK INCENTIVE PLAN WHEREAS, WESTWOOD HOLDINGS GROUP, INC., a Delaware corporation (the "Company"), previously established the Third Amended...Restricted Stock Agreement • May 30th, 2006 • Westwood Holdings Group Inc • Finance services • Texas
THE CRESCENT OFFICE LEASEOffice Lease • February 8th, 2002 • Westwood Holdings Group Inc
INDEMNIFICATION AGREEMENTIndemnification Agreement • April 21st, 2009 • Westwood Holdings Group Inc • Investment advice • Delaware
This Indemnification Agreement (“Agreement”) is made as of March 12, 2009 by and between Westwood Holdings Group, Inc., a Delaware corporation (the “Company”), and (“Indemnitee”). This Agreement supersedes and replaces any and all previous Agreements between the Company and Indemnitee covering the subject matter of this Agreement.
EXHIBIT 10.11 SOFTWARE LICENSE AGREEMENT MAUI (Multiple Application User Interface) This Software License Agreement (the "Agreement") made this the 1/st/ day of December, 2001, is by and among INFOVISA ("Licensor"), and Westwood Trust, ("Licensee")....Software License Agreement • February 8th, 2002 • Westwood Holdings Group Inc • Colorado
EXHIBIT 10.4 TRANSITION SERVICES AGREEMENT This TRANSITION SERVICES AGREEMENT (this "Agreement") for the performance of certain corporate services is executed and made effective as of June 6, 2002, by and among SWS Group, Inc., a Delaware corporation...Transition Services Agreement • June 6th, 2002 • Westwood Holdings Group Inc • Finance services • Texas
EXHIBIT 10.12 ADVENT SOFTWARE, INC. SOFTWARE LICENSE AND SUPPORT AGREEMENT THIS SOFTWARE LICENSE AND SUPPORT AGREEMENT ("Agreement") is entered into by and between ADVENT SOFTWARE, INC. ("Advent"), a corporation organized under the laws of the State...Software License and Support Agreement • February 8th, 2002 • Westwood Holdings Group Inc • California
EXHIBIT 10.8 PROMISSORY NOTE AND PLEDGE AGREEMENTPromissory Note and Pledge Agreement • February 8th, 2002 • Westwood Holdings Group Inc • Texas
STOCKHOLDER RIGHTS AGREEMENT Westwood Holdings Group, Inc.Stockholder Rights Agreement • May 3rd, 2021 • Westwood Holdings Group Inc • Investment advice • Delaware
This STOCKHOLDER RIGHTS AGREEMENT, dated as of May 2, 2021 (this “Agreement”), is by and between Westwood Holdings Group, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as rights agent (the “Rights Agent”).
ARTICLE 1 DEFINITIONSTax Separation Agreement • June 6th, 2002 • Westwood Holdings Group Inc • Finance services
WESTWOOD HOLDINGS GROUP, INC. MUTUAL FUND SHARE INCENTIVE AGREEMENTMutual Fund Share Incentive Agreement • March 29th, 2017 • Westwood Holdings Group Inc • Investment advice • Texas
This AGREEMENT is made as of the ____ day of ______________ 2017, by and between WESTWOOD HOLDINGS GROUP, INC. (the “Company” and, together with its subsidiaries, “WHG”), and MARK FREEMAN (“Participant”), pursuant to the Westwood Holdings Group, Inc. Stock Incentive Plan (the “Plan”). Capitalized terms used but not defined in this Agreement shall have the meanings ascribed to them under the Plan.
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • July 28th, 2006 • Westwood Holdings Group Inc • Finance services • Texas
THIS EXECUTIVE EMPLOYMENT AGREEMENT (the "Agreement") is entered into as of July 27, 2006 (the "Effective Date"), by and among Westwood Holdings Group, Inc., a Delaware corporation (the "Company"), and Susan M. Byrne ("Executive").
ARTICLE 1 DEFINITIONSDistribution Agreement • February 8th, 2002 • Westwood Holdings Group Inc • Texas
May 25, 2022 Fabian Gomez Dear Fabian:Severance Agreement • May 26th, 2022 • Westwood Holdings Group Inc • Investment advice
We are pleased to inform you that the Westwood Holdings Group, Inc. (“Company”) Board of Directors (“Board”) has approved a special severance benefit program for you (“Executive”) in connection with your new role as President of Westwood Holdings Group, Inc. The purpose of this letter agreement is to set forth the terms and conditions of Executive’s severance benefits.
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • November 14th, 2016 • Westwood Holdings Group Inc • Investment advice • Texas
THIS EXECUTIVE EMPLOYMENT AGREEMENT (this "Agreement") is entered into as of November 9, 2016, by and among Westwood Holdings Group, Inc., a Delaware corporation (the "Company"), and Mark R. Freeman ("Executive").
FORM OF INDEMNIFICATION AGREEMENT FOR WESTWOOD TRUSTIndemnification Agreement • April 21st, 2004 • Westwood Holdings Group Inc • Finance services • Texas
This INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of January 1, 2004 between Westwood Trust, a Texas trust company (the “Company”), and (the “Indemnitee”).
EMPLOYEE CONFIDENTIALITY AND NON-COMPETE AGREEMENTEmployee Confidentiality and Non-Compete Agreement • May 26th, 2022 • Westwood Holdings Group Inc • Investment advice
This Agreement is effective as of April 8, 2021, between WESTWOOD HOLDINGS GROUP, INC., including any and all subsidiaries and affiliates (collectively the “Company”), and Porter Montgomery (the “Employee”).
EMPLOYEE CONFIDENTIALITY AND NON-COMPETE AGREEMENTEmployee Confidentiality and Non-Compete Agreement • October 29th, 2018 • Westwood Holdings Group Inc • Investment advice
This Agreement is effective as of November 1, 2018 between WESTWOOD HOLDINGS GROUP, INC., including any and all subsidiaries and affiliates (collectively the “Company”), and Terry Forbes (the “Employee”).
ARTICLE 1 DEFINITIONSDistribution Agreement • June 6th, 2002 • Westwood Holdings Group Inc • Finance services • Texas
TWELFTH MODIFICATION OF OFFICE LEASEOffice Lease • February 28th, 2013 • Westwood Holdings Group Inc • Investment advice
THIS TWELFTH MODIFICATION OF OFFICE LEASE (this “Twelfth Modification”) is entered into as of the 17 day of August, 2012, by and between CRESCENT TC INVESTORS, L.P., a Delaware limited partnership (“Landlord”), and WESTWOOD MANAGEMENT CORP., a New York corporation (“Tenant”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2013 • Westwood Holdings Group Inc • Investment advice • New York
INVESTMENT SUB-ADVISORY AGREEMENT, dated October 6, 1994, between The Westwood Funds and its four series, the Equity Fund, the Cash Management Fund, the Intermediate Bond Fund and the Balanced Fund (the “Trust” and the “Funds”, respectively), a Massachusetts business trust, for purposes of section 5 only, and Teton Advisers, LLC. (the “Adviser”), a Texas limited liability company and Westwood Management Corp. (the “Sub-Adviser”).
REORGANIZATION AGREEMENT AND AGREEMENT AND PLAN OF MERGER dated as of January 15, 2015 by and among WESTWOOD HOLDINGS GROUP, INC., (a Delaware corporation) WESTWOOD TRUST, (a Texas trust association) WOODWAY FINANCIAL ADVISORS, A TRUST COMPANY, (a...Reorganization Agreement • January 16th, 2015 • Westwood Holdings Group Inc • Investment advice • Texas
This REORGANIZATION AGREEMENT AND AGREEMENT AND PLAN OF MERGER (this “Agreement”) is made as of January 15, 2015, by and among WESTWOOD HOLDINGS GROUP, INC., a Delaware corporation (“Buyer”), WESTWOOD TRUST, a Texas trust association and wholly owned subsidiary of Buyer (“Westwood Trust”), WOODWAY FINANCIAL ADVISORS, A TRUST COMPANY, a Texas trust association (the “Company”), and the undersigned shareholders of the Company (the “Shareholders,” and together with HoldCo (as defined herein) and Merger Sub (as defined herein), the “Seller Parties,” and together with Buyer, Westwood Trust, the Company, HoldCo and Merger Sub, the “Parties”).
WESTWOOD HOLDINGS GROUP, INC. MUTUAL FUND SHARE INCENTIVE AGREEMENT AMENDMENTMutual Fund Share Incentive Agreement • February 28th, 2013 • Westwood Holdings Group Inc • Investment advice
THIS AMENDMENT OF THE MUTUAL FUND SHARE INCENTIVE AGREEMENT (The “Agreement”) dated February 7, 2012 between Mark Freeman (“Participant”) and Westwood Holdings Group, Inc. (the “Company” and, together with its subsidiaries, “WHG”), whose registered office is 200 Crescent Court, Suite 1200, Dallas, Texas, is made and entered into as of the 14 day of JANUARY, 2013.
FORM OF INDEMNIFICATION AGREEMENT FOR WESTWOOD HOLDINGS GROUP, INC.Indemnification Agreement • February 27th, 2004 • Westwood Holdings Group Inc • Finance services • Delaware
This Indemnification Agreement (this “Agreement”) dated as of , 2002, is between Westwood Holdings Group, Inc., a Delaware corporation (the “Company”), and (the “Indemnitee”), with reference to the following facts:
FOURTEENTH MODIFICATION OF OFFICE LEASEOffice Lease • February 25th, 2016 • Westwood Holdings Group Inc • Investment advice
THIS FOURTEENTH MODIFICATION OF OFFICE LEASE (this "Fourteenth Modification" ) is entered into a of the 5th day of February, 2015, by and between CRESCENT TC INVESTORS, L.P., a Delaware limited partnership ("Landlord"), and WESTWOOD MANAGEMENT CORP., a New York corporation ("Tenant").
ELEVENTH MODIFICATION OF OFFICE LEASEOffice Lease • February 25th, 2011 • Westwood Holdings Group Inc • Investment advice
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • April 23rd, 2010 • Westwood Holdings Group Inc • Investment advice • Texas
THIS EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of May 1, 2010 (the “Effective Date”), by and among Westwood Holdings Group, Inc., a Delaware corporation (the “Company”), and Brian O. Casey (“Executive”).
NINTH MODIFICATION OF OFFICE LEASEOffice Lease • February 27th, 2004 • Westwood Holdings Group Inc • Finance services
PERFORMANCE SHARE AGREEMENTPerformance Share Agreement • March 10th, 2017 • Westwood Holdings Group Inc • Investment advice • Texas
WHEREAS, this PERFORMANCE SHARE AGREEMENT (the “Agreement”), is made effective as of the 9th day of March, 2017 (the “Date of Grant”), between the Company and Mark R. Freeman (the “Employee”), and sets forth the terms of the award of Performance Shares (as defined below) granted to Employee, which such award is intended to constitute a Performance-Based Award under the Plan; and
EMPLOYMENT AGREEMENTEmployment Agreement • February 10th, 2012 • Westwood Holdings Group Inc • Investment advice • Texas
THIS EMPLOYMENT AGREEMENT (the "Agreement") is entered into as of February 7, 2012 (the "Effective Date"), by and among Westwood Holdings Group, Inc., a Delaware corporation (the "Company"), and Mark Freeman ("Employee").
RESTRICTED STOCK AGREEMENTRestricted Stock Agreement • February 6th, 2023 • Westwood Holdings Group Inc • Investment advice
THIS RESTRICTED STOCK AGREEMENT (the “Agreement”), is made as of December ___, 2022 (the “Issue Date”), between the Westwood Holdings Group, Inc., a Delaware corporation (the “Company”) and ________ (the “Employee”), and sets forth the terms of the Restricted Stock (as defined below) issued to Employee pursuant to this Agreement and in a manner intended to be granted as a one-time employment “inducement award” under Section 303A.08 of the New York Stock Exchange (“NYSE”) Listed Company Manual, and consequently is intended to be exempt from the NYSE rules requiring shareholder approval for the issuance of equity-based compensation. The Company will take such actions as may be necessary to comply with that exception, including notification to the NYSE and disclosure of the material terms of the inducement grants in a press release.
Westwood Holdings Group, Inc. Adopts Limited-Duration Shareholder Rights AgreementShareholder Rights Agreement • May 3rd, 2021 • Westwood Holdings Group Inc • Investment advice
DALLAS (May 3, 2021) — Westwood Holdings Group, Inc. (NYSE: WHG) announced that on May 2, 2021, its Board of Directors (“Board”) adopted a limited-duration Shareholder Rights Agreement (the “Rights Agreement”) and declared a distribution of one right for each outstanding share of common stock. The Rights Agreement is effective immediately and will expire on May 1, 2022 or earlier, as provided in the Rights Agreement.
RESTRICTED STOCK AGREEMENT UNDER THE THIRD AMENDED AND RESTATED WESTWOOD HOLDINGS GROUP, INC. STOCK INCENTIVE PLANRestricted Stock Agreement • April 23rd, 2010 • Westwood Holdings Group Inc • Investment advice • Texas
WHEREAS, WESTWOOD HOLDINGS GROUP, INC., a Delaware corporation (the “Company”), previously established the Third Amended and Restated Westwood Holdings Group, Inc. Stock Incentive Plan (the “Plan”); and
THIRTEENTH MODIFICATION OF OFFICE LEASEOffice Lease • February 25th, 2016 • Westwood Holdings Group Inc • Investment advice
THIS THIRTEENTH MODIFICATION OF OFFICE LEASE (this "Thirteenth Modification") is entered into as of the 9th day of October, 2014 by and between CRESCENT TC INVESTORS, a Delaware limited partnership ("Landlord'' ), and WESTWOOD MANAGEMENT CORP., a New York corporation ("Tenant").
TENTH MODIFICATION OF OFFICE LEASEOffice Lease • February 27th, 2004 • Westwood Holdings Group Inc • Finance services
THIS TENTH MODIFICATION OF OFFICE LEASE (this “Tenth Modification”) is entered into as of the day of , 2004 (the “Effective Date”), by and between CRESCENT REAL ESTATE FUNDING I, L.P., a Delaware limited partnership (“Landlord”), and WESTWOOD MANAGEMENT CORP., a New York corporation (“Tenant”).
SIXTEENTH MODIFICATION OF OFFICE LEASEOffice Lease • October 24th, 2018 • Westwood Holdings Group Inc • Investment advice
THIS SIXTEENTH MODIFICATION OF OFFICE LEASE (this “Sixteenth Modification”) is entered into as of the 5th day of July, 2018 (the “Effective Date”), by and between CRESCENT TC INVESTORS, L.P., a Delaware limited partnership (“Landlord”), and WESTWOOD MANAGEMENT CORP., a New York corporation (“Tenant”).
