SEPARATION, RELEASE AND REPURCHASE AGREEMENTSeparation, Release and Repurchase Agreement • March 7th, 2013 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York
This Separation, Release and Repurchase Agreement (this “Agreement”) is made and entered into as of the 5th day of October, 2012 (the “Effective Date”) by and among PrinceRidge Partners LLC, a Delaware limited liability company (the “Company”), PrinceRidge Holdings LP, a Delaware limited partnership (the “Partnership,” and together with the Company, “PrinceRidge”), IFMI, LLC, a Delaware limited liability company (“IFMI”), Institutional Financial Markets, Inc., a Maryland corporation (“IFMI Parent”), and Matthew G. Johnson (“Executive”).
AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENTEmployment Agreement • March 7th, 2013 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • Delaware
This Amendment No. 1 (this “Amendment”) to Employment Agreement is entered into as of December 18, 2012, by and among IFMI, LLC (formerly Cohen Brothers LLC ) (the “Company”), a subsidiary of Institutional Financial Markets, Inc. (formerly Cohen & Company Inc.) (“Parent”), Parent, each of which has its principal place of business at 2929 Arch Street, Philadelphia, PA 19104, and Daniel G. Cohen (the “Executive”).
