Separation, Release and Repurchase Agreement Sample Contracts

SEPARATION, RELEASE AND REPURCHASE AGREEMENT

Separation, Release and Repurchase Agreement • March 7th, 2013 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Separation, Release and Repurchase Agreement
• Filed
  March 7th, 2013
• Company
  Institutional Financial Markets, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

This Separation, Release and Repurchase Agreement (this “Agreement”) is made and entered into as of the 5th day of October, 2012 (the “Effective Date”) by and among PrinceRidge Partners LLC, a Delaware limited liability company (the “Company”), PrinceRidge Holdings LP, a Delaware limited partnership (the “Partnership,” and together with the Company, “PrinceRidge”), IFMI, LLC, a Delaware limited liability company (“IFMI”), Institutional Financial Markets, Inc., a Maryland corporation (“IFMI Parent”), and Matthew G. Johnson (“Executive”).

SEPARATION, RELEASE AND REPURCHASE AGREEMENT

Separation, Release and Repurchase Agreement • July 19th, 2012 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Separation, Release and Repurchase Agreement
• Filed
  July 19th, 2012
• Company
  Institutional Financial Markets, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

This Separation, Release and Repurchase Agreement (this “Agreement”) is made and entered into as of July 19, 2012 (the “Effective Date”), by and among PrinceRidge Partners LLC, a Delaware limited liability company (the “Company”), PrinceRidge Holdings LP, a Delaware limited partnership (the “Partnership,” and together with the Company, “PrinceRidge”), IFMI, LLC, a Delaware limited liability company (“IFMI”), Institutional Financial Markets, Inc., a Maryland corporation (“IFMI Parent”), and Michael T. Hutchins (“Executive”).