Amendment to Administration, Bookkeeping and Pricing Services AgreementAdministration, Bookkeeping and Pricing Services Agreement • March 29th, 2013 • Financial Investors Trust
This Amendment dated as of March 31, 2013 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated December 29, 2011 (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), with respect to the Redmont Resolute Fund I and Redmont Resolute Fund II, each a series of the Trust. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
HIGHLAND ASSOCIATESManagement Fee Waiver Agreement • March 29th, 2013 • Financial Investors Trust
This letter confirms the agreement of Highland Associates, Inc. (the “Adviser”) with the Trust to contractually waive a portion of the Management Fee (as defined in the Prospectus for Fund I) that it is entitled to receive from Fund I and to limit the Total Annual Fund Operating Expenses (as defined in Item 3 of Form N-1A) of Fund I, and to contractually waive a portion of the Management Fee (as defined in the Prospectus for Fund II) that it is entitled to receive from Fund II, all in accordance with the terms and conditions hereof.
Amendment to Chief Compliance Officer Services AgreementChief Compliance Officer Services Agreement • March 29th, 2013 • Financial Investors Trust
This Amendment dated as of March 31, 2013 (this “Amendment”) is to the Chief Compliance Officer Services Agreement dated December 29, 2011 (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), with respect to the Redmont Resolute Fund I and Redmont Resolute Fund II, each a series of the Trust. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
FINANCIAL INVESTORS TRUST REDMONT RESOLUTE FUND I REDMONT RESOLUTE FUND II AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 29th, 2013 • Financial Investors Trust
This Amendment dated as of December 5, 2012 (this “Amendment”) is to the Investment Advisory Agreement dated as of December 29, 2011 (the “Agreement”), by and between Financial Investors Trust (the “Trust”), a Delaware statutory trust, and Highland Associates, Inc. (the “Adviser”), regarding the fund(s) listed in Appendix A of the Agreement. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
