Oaktree Capital Group, LLC Class A Units Representing Limited Liability Company Interests Underwriting AgreementUnderwriting Agreement • May 29th, 2013 • Oaktree Capital Group, LLC • Investment advice • New York
Contract Type FiledMay 29th, 2013 Company Industry JurisdictionOaktree Capital Group, LLC, a Delaware limited liability company (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for whom Morgan Stanley & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Credit Suisse Securities (USA) LLC are acting as representatives (collectively, the “Representatives”), an aggregate of 7,000,000 Class A units (the “Firm Units”), representing limited liability company interests of the Company (the “Class A Units”) and, at the election of the Underwriters, up to 1,050,000 additional Class A Units (the “Optional Units”). The Firm Units, together with the Optional Units that the Underwriters elects to purchase pursuant to Section 2 hereof, are herein collectively called the “Units”.