EQUINOX TRUST DEALER AGREEMENTDealer Agreement • October 24th, 2013 • Equinox Trust • New York
Equinox Group Distributors, LLC, (“Equinox”) serves as the principal underwriter for Equinox Trust, separate series of unit investment trusts (each, a “Trust,” and, collectively, the “Trusts”) registered under the Investment Company Act of 1940, as amended (the “1940 Act”). Equinox and [DEALER NAME] (“Dealer”) hereby agree that Dealer will participate in the distribution of units (“Units”) of the Trusts, subject to the terms of this dealer agreement, dated as of [DATE OF AGREEMENT] (“Agreement”).
AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF EQUINOX GROUP DISTRIBUTORS, LLCLimited Liability Company Agreement • October 24th, 2013 • Equinox Trust • Delaware
THIS AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT (this “Agreement”) of Equinox Group Distributors, LLC (the “Company”), is entered into as of the 13 day of January, 2012, by the Company and Equinox Financial Group, LLC, a Delaware corporation, as the sole member of the Company (the “Member”) and supersedes any prior Limited Liability Company Agreement of the Company.
EQUINOX TRUST, SERIES [l] TRUST AGREEMENTTrust Agreement • October 24th, 2013 • Equinox Trust
PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • October 24th, 2013 • Equinox Trust • New York
THIS PRINCIPAL UNDERWRITING AGREEMENT effective the th day of [ ] by and between THE BANK OF NEW YORK MELLON, as trustee on behalf of each unit investment trust that is a series of EQUINOX TRUST (each, a “Trust”), and EQUINOX GROUP DISTRIBUTORS, LLC (“EGD”).
