MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • November 27th, 2013 • Financial Investors Trust • Massachusetts
This Agreement is made as of June 11, 2013 and effective as of November 1, 2013 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 19.5 below, shall hereinafter be referred to as a “Fund”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENT ALPS REAL ASSET INCOME FUNDInvestment Advisory Agreement • November 27th, 2013 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 29th day of November, 2013, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the Funds listed in Appendix A (the “Fund” or the “Funds”)).
FINANCIAL INVESTORS TRUST ALPS REAL ASSET INCOME FUND SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 27th, 2013 • Financial Investors Trust • Delaware
AGREEMENT, dated as of November 29, 2013 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time to add or remove a fund, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and CoreCommodity Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at The Metro Center, One Station Place, Three North, Stamford, Connecticut 06902.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENTFinancial Investors Trust • November 27th, 2013 • Financial Investors Trust • New York
AGREEMENT, dated as of November 29, 2013 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund”) and collectively, the “Funds”), and RREEF America L.L.C., a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at222 S. Riverside Plaza, Floor 24, Chicago, Illinois 60606.
Amendment to Fund Accounting and Administration AgreementAccounting and Administration Agreement • November 27th, 2013 • Financial Investors Trust
This Amendment dated as of November 29, 2013 (this “Amendment”) is to the Fund Accounting and Administration Agreement dated October 1, 2007, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Distribution AgreementAmendment to Distribution Agreement • November 27th, 2013 • Financial Investors Trust
This Amendment dated as of November 29, 2013 (this “Amendment”) is to the Distribution Agreement dated April 30, 2013 (the “Agreement”), by and between Financial Investors Trust (the “Trust”), an open-end, management investment company organized as a Delaware statutory trust, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, on behalf of the Funds, and ALPS Portfolio Solutions Distributor, Inc. (the “Distributor”), a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934, as amended. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Transfer Agency and Service AgreementAgency and Service Agreement • November 27th, 2013 • Financial Investors Trust
This Amendment dated as of November 29, 2013 (this “Amendment”) is to the Transfer Agency and Service Agreement dated October 1, 2007, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
