FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENT ALPS/WESTPORT RESOURCES HEDGED HIGH INCOME FUNDInvestment Advisory Agreement • December 19th, 2013 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 19th day of December, 2013, by and between Westport Resources Management, Inc., a Connecticut corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the Funds listed in Appendix A (the “Fund” or the “Funds”).
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/WESTPORT RESOURCES HEDGED HIGH INCOME FUNDSub-Advisory Agreement • December 19th, 2013 • Financial Investors Trust • Colorado
AGREEMENT, dated as of December 19, 2013 by and among Westport Resources Management, Inc. (the “Investment Adviser”), a Connecticut corporation having its principal place of business at 315 Post Road West, Westport, Connecticut 06880, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Concise Capital Management, L.P., a Delaware limited partnership (the “Sub-Adviser”), having its principal place of business at 1111 Brickell Avenue, Suite 2170, Miami, Florida 33131.
Amendment to Distribution AgreementAmendment to Distribution Agreement • December 19th, 2013 • Financial Investors Trust
This Amendment dated as of December 19, 2013 (this “Amendment”) is to the Distribution Agreement dated April 30, 2013 (the “Agreement”), by and between Financial Investors Trust (the “Trust”), an open-end, management investment company organized as a Delaware statutory trust, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, on behalf of the Funds, and ALPS Portfolio Solutions Distributor, Inc. (the “Distributor”), a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934, as amended. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Transfer Agency and Service AgreementAgency and Service Agreement • December 19th, 2013 • Financial Investors Trust
This Amendment dated as of December 19, 2013 (this “Amendment”) is to the Transfer Agency and Service Agreement dated October 1, 2007, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Fund Accounting and Administration AgreementAccounting and Administration Agreement • December 19th, 2013 • Financial Investors Trust
This Amendment dated as of December 19, 2013 (this “Amendment”) is to the Fund Accounting and Administration Agreement dated October 1, 2007, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENT ALPS/WESTPORT RESOURCES HEDGED HIGH INCOME FUNDInvestment Advisory Agreement • December 19th, 2013 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 19th day of December, 2013, by and between ALPS Advisors, Inc., a Colorado corporation (the “Co-Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the Funds listed in Appendix A (the “Fund” or the “Funds”).
