ALPS SERIES TRUST INSIGNIA MACRO FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • December 19th, 2013 • ALPS Series Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of December 9, 2013 (the “Effective Date”) by and between ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST INSIGNIA MACRO FUND DISTRIBUTION AGREEMENTDistribution Agreement • December 19th, 2013 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of December 9, 2013, between ALPS Series Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
ALPS SERIES TRUST INSIGNIA MACRO FUND TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • December 19th, 2013 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of December 9, 2013, between ALPS Series Trust (the “Trust”), a Delaware statutory trust under the laws of the state of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST INSIGNIA MACRO FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • December 19th, 2013 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of December 9, 2013, between ALPS Series Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 19th, 2013 • ALPS Series Trust • Colorado
AGREEMENT made as of the 9th day of December, 2013, by and among ALPS Series Trust, a Delaware statutory trust, located at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Trust”), Sage Advisory Services, Ltd. Co., a Texas limited liability company, located at 5900 Southwest Parkway, Building 1, Suite 100, Austin, Texas 78735, (the “Sub-Adviser”), and Meritage Capital, LLC, a Delaware limited liability company located at 114 West 7th Street, #1300, Austin, Texas 78701 (the “Adviser”).
ALPS SERIES TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 19th, 2013 • ALPS Series Trust • Colorado
This Investment Advisory Agreement (this “Agreement”) is made and entered into as of this 9th day of December, 2013, by and between Meritage Capital, LLC (the “Adviser”), a Delaware limited liability company, and ALPS Series Trust, a Delaware statutory trust (the “Trust”), regarding the Fund listed in Appendix A attached hereto (the “Fund”).
Amendment to Global Custody Agreement (For Foreign and Domestic Securities)Global Custody Agreement • December 19th, 2013 • ALPS Series Trust
This Amendment is dated December 9, 2013 (“Effective Date”) to the Global Custody Agreement (For Foreign and Domestic Securities), dated November 29, 2012 (the “Agreement”), as amended, and is entered into by and between ALPS Series Trust, a Delaware statutory trust (the “Trust”), and Union Bank, N.A. (the “Custodian”).
November 22, 2013 Mr. Jeremy O. May President and Chairman ALPS Series TrustManagement Fee Limitation Agreement • December 19th, 2013 • ALPS Series Trust
