FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENT ALPS/STERLING ETF TACTICAL ROTATION FUNDInvestment Advisory Agreement • June 30th, 2014 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 30th day of July_, 2014, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the Fund(s) listed in Appendix A (the “Fund” or the “Funds”)).
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENT ALPS/STERLING ETF TACTICAL ROTATION FUNDSub-Advisory Agreement • June 30th, 2014 • Financial Investors Trust • Colorado
AGREEMENT, dated as of June 30, 2014 by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”), and Sterling Global Strategies LLC, a California limited liability company (the “Sub-Adviser”), having its principal place of business at 1808 Aston Avenue, Suite 245, Carlsbad, California.
Amendment to Fund Accounting and Administration AgreementAccounting and Administration Agreement • June 30th, 2014 • Financial Investors Trust
This Amendment dated as of June 30, 2014 (this “Amendment”) is to the Fund Accounting and Administration Agreement dated October 1, 2007, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Distribution AgreementAmendment to Distribution Agreement • June 30th, 2014 • Financial Investors Trust
This Amendment dated as of June 30, 2014 (this “Amendment”) is to the Distribution Agreement dated April 30, 2013 (the “Agreement”), by and between Financial Investors Trust (the “Trust”), an open-end, management investment company organized as a Delaware statutory trust, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, on behalf of the Funds, and ALPS Portfolio Solutions Distributor, Inc. (the “Distributor”), a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934, as amended. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Transfer Agency and Service AgreementAgency and Service Agreement • June 30th, 2014 • Financial Investors Trust
This Amendment dated as of June 30, 2014 (this “Amendment”) is to the Transfer Agency and Service Agreement dated October 1, 2007, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
