Amendment to Fund Accounting and Administration AgreementFund Accounting and Administration Agreement • July 30th, 2014 • Financial Investors Trust
This Amendment dated as of July 31, 2014 (this “Amendment”) is to the Fund Accounting and Administration Agreement dated March 16, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Investment Advisory AgreementInvestment Advisory Agreement • July 30th, 2014 • Financial Investors Trust
This Amendment dated as of July 31, 2014 (this “Amendment”) is to the Investment Advisory Agreement dated as of March 16, 2012 (the “Agreement”), by and between Financial Investors Trust (the “Trust”), a Delaware statutory trust, and Emerald Mutual Funds Advisers Trust (the “Adviser”), a Delaware statutory trust and investment adviser registered under the Investment Advisers Act of 1940. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
EMERALD LETTERHEAD]Management Fee Limitation Agreement • July 30th, 2014 • Financial Investors Trust
Amendment to Distribution AgreementDistribution Agreement • July 30th, 2014 • Financial Investors Trust
This Amendment dated as of July 31, 2014 (this “Amendment”) is to the Distribution Agreement dated March 16, 2012 (the “Agreement”), by and between Financial Investors Trust (the “Trust”), an open-end, management investment company organized as a Delaware statutory trust, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, on behalf of the Funds, and ALPS Distributors, Inc. (the “Distributor”), a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934, as amended. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Transfer Agency and Service AgreementTransfer Agency and Service Agreement • July 30th, 2014 • Financial Investors Trust
This Amendment dated as of July 31, 2014 (this “Amendment”) is to the Transfer Agency and Service Agreement dated March 16, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Principal Financial Officer Services AgreementPrincipal Financial Officer Services Agreement • July 30th, 2014 • Financial Investors Trust
This Amendment dated as of July 31, 2014 (this “Amendment”) is to the Principal Financial Officer Services Agreement dated March 16, 2012 (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Global Custody Agreement (For Foreign and Domestic Securities)Global Custody Agreement • July 30th, 2014 • Financial Investors Trust
This Amendment is dated July 31, 2014 (“Effective Date”) to the Global Custody Agreement (For Foreign and Domestic Securities), dated December 26, 2002 (the “Agreement”), and is entered into by and between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and MFUG Union Bank, N.A. (the “Custodian”).
Amendment to Chief Compliance Officer Services AgreementChief Compliance Officer Services Agreement • July 30th, 2014 • Financial Investors Trust
This Amendment dated as of July 31, 2014 (this “Amendment”) is to the Chief Compliance Officer Services Agreement dated March 16, 2012 (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
