ALPS SERIES TRUST NEW SHERIDAN DEVELOPING WORLD FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • August 29th, 2014 • ALPS Series Trust • Colorado
Contract Type FiledAugust 29th, 2014 Company JurisdictionThis Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of August 29, 2014 (the “Effective Date”) by and between ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST NEW SHERIDAN DEVELOPING WORLD FUND DISTRIBUTION AGREEMENTDistribution Agreement • August 29th, 2014 • ALPS Series Trust • Colorado
Contract Type FiledAugust 29th, 2014 Company JurisdictionTHIS AGREEMENT is made as of August 29, 2014, between ALPS Series Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
ALPS SERIES TRUST NEW SHERIDAN DEVELOPING WORLD FUND TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • August 29th, 2014 • ALPS Series Trust • Colorado
Contract Type FiledAugust 29th, 2014 Company JurisdictionTHIS AGREEMENT is made as of August 29, 2014, between ALPS Series Trust (the “Trust”), a Delaware statutory trust under the laws of the state of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST NEW SHERIDAN DEVELOPING WORLD FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • August 29th, 2014 • ALPS Series Trust • Colorado
Contract Type FiledAugust 29th, 2014 Company JurisdictionTHIS AGREEMENT is made as of August 29, 2014, between ALPS Series Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
ALPS SERIES TRUST NEW SHERIDAN DEVELOPING WORLD FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 29th, 2014 • ALPS Series Trust • Colorado
Contract Type FiledAugust 29th, 2014 Company JurisdictionThis Agreement is made and entered into effective as of August 29, 2014, by and between the ALPS Series Trust, a Delaware statutory trust (the “Trust”) on behalf of the New Sheridan Developing World Fund, a series of shares of the Trust (the “Fund”), and New Sheridan Advisors, LLC, a Delaware limited liability company (the “Adviser”).
NEW SHERIDAN ADVISORS, LLC 18201 Von Karman, Suite 480 Irvine, CA 92612Expense Limitation Agreement • August 29th, 2014 • ALPS Series Trust
Contract Type FiledAugust 29th, 2014 Company