0001193125-14-327306 Sample Contracts

ALPS SERIES TRUST NEW SHERIDAN DEVELOPING WORLD FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT
Chief Compliance Officer Services Agreement • August 29th, 2014 • ALPS Series Trust • Colorado

This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of August 29, 2014 (the “Effective Date”) by and between ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.

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ALPS SERIES TRUST NEW SHERIDAN DEVELOPING WORLD FUND DISTRIBUTION AGREEMENT
Distribution Agreement • August 29th, 2014 • ALPS Series Trust • Colorado

THIS AGREEMENT is made as of August 29, 2014, between ALPS Series Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).

ALPS SERIES TRUST NEW SHERIDAN DEVELOPING WORLD FUND TRANSFER AGENCY AND SERVICES AGREEMENT
Transfer Agency and Services Agreement • August 29th, 2014 • ALPS Series Trust • Colorado

THIS AGREEMENT is made as of August 29, 2014, between ALPS Series Trust (the “Trust”), a Delaware statutory trust under the laws of the state of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.

ALPS SERIES TRUST NEW SHERIDAN DEVELOPING WORLD FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT
Administration, Bookkeeping and Pricing Services Agreement • August 29th, 2014 • ALPS Series Trust • Colorado

THIS AGREEMENT is made as of August 29, 2014, between ALPS Series Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

ALPS SERIES TRUST NEW SHERIDAN DEVELOPING WORLD FUND INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • August 29th, 2014 • ALPS Series Trust • Colorado

This Agreement is made and entered into effective as of August 29, 2014, by and between the ALPS Series Trust, a Delaware statutory trust (the “Trust”) on behalf of the New Sheridan Developing World Fund, a series of shares of the Trust (the “Fund”), and New Sheridan Advisors, LLC, a Delaware limited liability company (the “Adviser”).

NEW SHERIDAN ADVISORS, LLC 18201 Von Karman, Suite 480 Irvine, CA 92612
Expense Limitation Agreement • August 29th, 2014 • ALPS Series Trust
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