PORTFOLIO MANAGEMENT AGREEMENT AllianzGI Diversified Income & Convertible FundPortfolio Management Agreement • May 18th, 2015 • AllianzGI Diversified Income & Convertible Fund
This Portfolio Management Agreement is executed as of May 15, 2015 by and between ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC, a Delaware limited liability company (the “Manager”), and ALLIANZ GLOBAL INVESTORS U.S. LLC, a Delaware limited liability company (the “Portfolio Manager”).
INVESTMENT MANAGEMENT AGREEMENT AllianzGI Diversified Income & Convertible FundInvestment Management Agreement • May 18th, 2015 • AllianzGI Diversified Income & Convertible Fund
This Investment Management Agreement is executed as of May 15, 2015 by and between ALLIANZGI DIVERSIFIED INCOME & CONVERTIBLE FUND, a Massachusetts business trust (the “Fund”), and ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC, a Delaware limited liability company (the “Manager”).
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • May 18th, 2015 • AllianzGI Diversified Income & Convertible Fund • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of , 2015 is entered into by and among each entity listed on Exhibit A hereto (collectively, the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 18th, 2015 • AllianzGI Diversified Income & Convertible Fund • New York
Reference is made to the Underwriting Agreement dated [•], 2015 (the “Underwriting Agreement”), by and among AllianzGI Diversified Income & Convertible Fund (the “Fund”), Allianz Global Investors Fund Management LLC (the “Adviser”), Allianz Global Investors U.S. LLC and each of the Underwriters named in Schedule A thereto, with respect to the issue and sale of the Fund’s common shares of beneficial interest (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 18th, 2015 • AllianzGI Diversified Income & Convertible Fund • New York
Reference is made to the Underwriting Agreement dated [•], 2015 (the “Underwriting Agreement”), by and among AllianzGI Diversified Income & Convertible Fund (the “Fund”), Allianz Global Investors Fund Management LLC (the “Investment Manager”), Allianz Global Investors U.S. LLC and each of the Underwriters named in Schedule A thereto, with respect to the issue and sale of the Fund’s Common Shares (as defined below) (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 18th, 2015 • AllianzGI Diversified Income & Convertible Fund • New York
Reference is made to the Underwriting Agreement dated [●], 2015 (the “Underwriting Agreement”), by and among AllianzGI Diversified Income & Convertible Fund (the “Fund”), Allianz Global Investors Fund Management LLC (the “Adviser”), Allianz Global Investors U.S. LLC, Stifel, Nicolaus & Company, Incorporated (“Stifel”) and the several other Underwriters named therein, severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.00001 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
ALLIANZGI DIVERSIFIED INCOME & CONVERTIBLE FUND Subscription AgreementSubscription Agreement • May 18th, 2015 • AllianzGI Diversified Income & Convertible Fund • New York
This Subscription Agreement made as of April 12, 2015, by and between AllianzGI Diversified Income & Convertible Fund, a Massachusetts business trust (the “Fund”), and Allianz Asset Management of America L.P. (the “Subscriber”).
ORGANIZATIONAL AND OFFERING EXPENSES REIMBURSEMENT AGREEMENTOrganizational and Offering Expenses Reimbursement Agreement • May 18th, 2015 • AllianzGI Diversified Income & Convertible Fund • Massachusetts
AGREEMENT made this 15th day of May, 2015, by and between ALLIANZGI DIVERSIFIED INCOME & CONVERTIBLE FUND, a Massachusetts business trust (the “Fund”), and ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC, a Delaware limited liability company (the “Adviser”), and is acknowledged and agreed to by ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (“AGID”) and ALLIANZ GLOBAL INVESTORS U.S. LLC (the “Sub-Adviser”).
SALES INCENTIVE FEE AGREEMENTSales Incentive Fee Agreement • May 18th, 2015 • AllianzGI Diversified Income & Convertible Fund • New York
Reference is made to the Underwriting Agreement dated [•], 2015 (the “Underwriting Agreement”), by and among AllianzGI Diversified Income & Convertible Fund (the “Fund”), Allianz Global Investors Fund Management LLC (the “Adviser”), Allianz Global Investors U.S. LLC and each of the Underwriters named in Schedule A thereto, with respect to the issue and sale of the Fund’s common shares of beneficial interest (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
