Hanmi Financial Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • March 21st, 2017 • Hanmi Financial Corp • National commercial banks • New York
HANMI FINANCIAL CORPORATION, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), an aggregate of $100,000,000 principal amount of its 5.45% Fixed-to-Floating Rate Subordinated Notes due 2027 (the “Notes”). The Notes will be issued pursuant to a Subordinated Indenture, to be dated on or about March 21, 2017, as supplemented by the First Supplemental Indenture to be dated on or about March 21, 2017 (collectively, the “Indenture”), between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”).
