FORM OF INVESTMENT ADVISORY AGREEMENT Harvest Volatility Edge TrustInvestment Advisory Agreement • November 3rd, 2017 • Harvest Volatility Edge Trust • Delaware
This Investment Advisory Agreement (the “Agreement”) is executed as of [ ], 2017 by and between Harvest Volatility Edge Trust, a Delaware statutory trust (the “Trust”), and Harvest Volatility Management, LLC, a Delaware limited liability company (the “Adviser”).
FORM OF BROKER DEALER SELLING AGREEMENTForm of Broker Dealer • November 3rd, 2017 • Harvest Volatility Edge Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation_____________ having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203___________________________________, and ___________________________________, a _________________________ company having its principal place of business ________________________________________________________ (hereinafter “Broker/Dealer”).
FORM OF CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTForm of Chief Compliance Officer Services Agreement • November 3rd, 2017 • Harvest Volatility Edge Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of [ ], 2017 (the “Effective Date”) by and between Harvest Volatility Edge Trust (the “Trust”), on behalf of the Funds offered by the Trust (each a “Fund”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
FORM OF ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • November 3rd, 2017 • Harvest Volatility Edge Trust • Colorado
THIS AGREEMENT is made as of [ ], 2017, between Harvest Volatility Edge Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FORM OF DISTRIBUTION AGREEMENTForm of Distribution Agreement • November 3rd, 2017 • Harvest Volatility Edge Trust • Colorado
THIS AGREEMENT is made as of , 2017, between Harvest Volatility Edge Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FORM OF TRANSFER AGENCY AND SERVICES AGREEMENTForm of Transfer Agency and Services Agreement • November 3rd, 2017 • Harvest Volatility Edge Trust • Colorado
THIS AGREEMENT is made as of _____________ [__], 2017, between Harvest Volatility Edge Trust (the “Trust”), organized as a statutory trust under the laws of the State of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
