CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • December 12th, 2017 • Harvest Volatility Edge Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of November 17, 2017 (the “Effective Date”) by and between Harvest Volatility Edge Trust (the “Trust”), on behalf of the Funds offered by the Trust (each a “Fund”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
DISTRIBUTION AGREEMENTDistribution Agreement • December 12th, 2017 • Harvest Volatility Edge Trust • Colorado
THIS AGREEMENT is made as of November 17, 2017, between Harvest Volatility Edge Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • December 12th, 2017 • Harvest Volatility Edge Trust • Colorado
THIS AGREEMENT is made as of December 6, 2017, between Harvest Volatility Edge Trust (the “Trust”), organized as a statutory trust under the laws of the State of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • December 12th, 2017 • Harvest Volatility Edge Trust • Colorado
INVESTMENT ADVISORY AGREEMENT Harvest Volatility Edge TrustInvestment Advisory Agreement • December 12th, 2017 • Harvest Volatility Edge Trust • Delaware
This Investment Advisory Agreement (the “Agreement”) is executed as of December 7, 2017 by and between Harvest Volatility Edge Trust, a Delaware statutory trust (the “Trust”), and Harvest Volatility Management, LLC, a Delaware limited liability company (the “Adviser”).
November 16, 2017 Harvest Volatility Edge TrustPurchase Agreement • December 12th, 2017 • Harvest Volatility Edge Trust
EXPENSE LIMITATION AGREEMENT Harvest Volatility Edge TrustExpense Limitation Agreement • December 12th, 2017 • Harvest Volatility Edge Trust • Delaware
This Expense Limitation Agreement (this “Agreement”) is made as of November 20, 2017, by and between Harvest Volatility Edge Trust, a Delaware statutory trust (the “Trust”), on behalf of its series as set forth on Schedule A, as may be amended from time to time (each, a “Fund,” and, collectively, the “Funds”), and Harvest Volatility Management, LLC, a Delaware limited liability company (the “Adviser”).
