TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • February 16th, 2018 • Causeway ETMF Trust • New York
THIS AGREEMENT is made as of the 20th day of December, 2017, by and between CAUSEWAY ETMF TRUST (the “Trust”) on behalf of each series of the Trust listed on Appendix A hereto, as updated from time to time (each, a “Fund,” and collectively, the “Funds”), and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 225 Liberty Street, New York, New York 10286 (the “Bank”).
CUSTODY AGREEMENTCustody Agreement • February 16th, 2018 • Causeway ETMF Trust • New York
AGREEMENT, dated as of December 20, 2017 between Causeway ETMF Trust, a statutory trust organized and existing under the laws of the State of Delaware, having its principal office and place of business at 11111 Santa Monica Blvd, 15th Floor, Los Angeles, California 90025 (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business, having its principal office and place of business at 225 Liberty Street, New York, New York 10286 (“Custodian”).
CAUSEWAY ETMF TRUST AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • February 16th, 2018 • Causeway ETMF Trust • Pennsylvania
This Authorized Participant Agreement (this “Agreement”) is entered into as of this day of 20 (the “Effective Date”), by and between (the “Participant”) and SEI Investments Distribution Co. (together with its affiliates, the “Distributor”), principal underwriter of Causeway ETMF Trust (the “Company”), and is subject to acceptance by The Bank of New York Mellon (the “Transfer Agent”) in its capacity as transfer agent of the Company. Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 14 of this Agreement.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 16th, 2018 • Causeway ETMF Trust • California
Agreement made as of January 8, 2018, between CAUSEWAY ETMF TRUST, a Delaware business trust (“Trust”), and CAUSEWAY CAPITAL MANAGEMENT LLC (“Causeway”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended,
January 8, 2018Expense Limit Agreement • February 16th, 2018 • Causeway ETMF Trust • California
Causeway International Value NextShares (the “Fund”) is a series of Causeway ETMF Trust, a Delaware statutory trust (the “Trust”). The Trust, on behalf of the Fund, has entered into an agreement with Causeway Capital Management LLC (“Causeway”) whereby Causeway provides investment advisory services to the Fund (the “Investment Advisory Agreement”).
DISTRIBUTION AGREEMENTDistribution Agreement • February 16th, 2018 • Causeway ETMF Trust • Pennsylvania
THIS DISTRIBUTION AGREEMENT (this “Agreement’) is made as of this 28 day of December, 2017 by and between Causeway ETMF Trust (the “Company”), a Delaware statutory trust, and SEI Investments Distribution Co. (the “Distributor”), a Pennsylvania corporation.
ADMINISTRATION AGREEMENTAdministration Agreement • February 16th, 2018 • Causeway ETMF Trust • Delaware
THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made as of the 28 day of December, 2017 (the “Effective Date”), by and between Causeway ETMF Trust, a statutory trust formed under the laws of the State of Delaware (the “Company”), and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (the “Administrator”).
January 8, 2018Expense Limit Agreement • February 16th, 2018 • Causeway ETMF Trust • California
Causeway Global Value NextShares (the “Fund”) is a series of Causeway ETMF Trust, a Delaware statutory trust (the “Trust”). The Trust, on behalf of the Fund, has entered into an agreement with Causeway Capital Management LLC (“Causeway”) whereby Causeway provides investment advisory services to the Fund (the “Investment Advisory Agreement”).
