CAPITAL ONE FINANCIAL CORPORATION $250,000,000 Floating Rate Senior Notes Due 2021 UNDERWRITING AGREEMENTUnderwriting Agreement • February 16th, 2018 • Capital One Financial Corp • National commercial banks • New York
Contract Type FiledFebruary 16th, 2018 Company Industry JurisdictionCapital One Financial Corporation, a Delaware corporation (the “Company”), proposes to issue and sell $250,000,000 aggregate principal amount of Floating Rate Senior Notes Due 2021 (the “Securities”), to Morgan Stanley & Co. LLC (the “Underwriter”). The Securities are to be issued pursuant to the provisions of a Senior Indenture dated as of November 1, 1996 (the “Senior Indenture”) between the Company and The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of New York Trust Company, N.A. (as successor to Harris Trust and Savings Bank), as Trustee (the “Trustee”), as amended from time to time.