TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 20th, 2018 • Impact Shares Trust I • New York
THIS AGREEMENT is made as of the day of , 2018, by and between each Trust (hereinafter each a “Trust”, and collectively the “Trusts” as applicable) listed on Appendix A hereto (as such Appendix be amended from time to time) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 225 Liberty Street, New York, New York 10286 (the “Bank”).
CUSTODY AGREEMENTCustody Agreement • March 20th, 2018 • Impact Shares Trust I • New York
AGREEMENT, dated as of , 2018 between Impact Shares Funds I Trust, a , having its principal office and place of business at (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business, having its principal office and place of business at 225 Liberty Street, New York, New York 10286 (“Custodian”).
ADMINISTRATION AGREEMENTAdministration Agreement • March 20th, 2018 • Impact Shares Trust I • Pennsylvania
THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made as of the day of February, 2018 (the “Effective Date”), by and between Impact Shares Trust (the “Trust”), (the “Adviser”), solely in respect of the rights and obligations set forth in Section 8 and applicable provisions of Section 9 of this Agreement) and SEI Investments Global Funds Services, a statutory trust formed under the laws of the State of Delaware (the “Administrator”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 20th, 2018 • Impact Shares Trust I • New York
AGREEMENT made as of [ ], 2018, by and between Impact Shares, Corp., a Texas nonprofit corporation (the “Adviser”), and Impact Shares Trust I, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Exhibit A attached hereto and made a part hereof, as such Exhibit A may be amended from time to time (each, a “Fund” and collectively, the “Funds”).
IMPACT SHARES TRUST I AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST January 31, 2018Agreement and Declaration of Trust • March 20th, 2018 • Impact Shares Trust I • Delaware
THIS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made as of this 31st day of January 2018, by the Trustees hereunder, and amends and restates that certain Agreement and Declaration of Trust, dated May 19, 2016 (the “Original Declaration”).
COMPANY NAME] AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • March 20th, 2018 • Impact Shares Trust I • Pennsylvania
This Authorized Participant Agreement (this “Agreement”) is entered into as of this day of 20 (the “Effective Date”), by and between (the “Participant”) and SEI Investments Distribution Co. (together with its affiliates, the “Distributor”), principal underwriter of (the “Company”), and is subject to acceptance by (the “Transfer Agent”) in its capacity as transfer agent of the Company. Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 14 of this Agreement.
INDEX PRODUCT LICENSE AGREEMENTIndex Product License Agreement • March 20th, 2018 • Impact Shares Trust I
This Index Product License Agreement (“PLA”), dated as of this March 1, 2018 (“PLA Effective Date”), is executed pursuant to, and incorporated by reference into, that certain March 1, 2018 Morningstar Master License Agreement (“Master Agreement”) by and between Morningstar, Inc. (“Licensor”) and Impact Shares Corp (“Licensee”), to form the “Agreement” between Licensor and Licensee with respect to the Product(s), Morningstar Marks and Intellectual Property denominated below. All capitalized terms not defined herein shall have the meanings ascribed to them in the Master Agreement.
MORNINGSTAR MASTER INDEX LICENSE AGREEMENTMaster Index License Agreement • March 20th, 2018 • Impact Shares Trust I • Illinois
This Morningstar Master Index License Agreement (“Agreement”) is made as of March 1, 2018 (the “Effective Date”), by and between Morningstar, Inc., an Illinois corporation, with its principal offices at 22 W. Washington Street, Chicago, Illinois 60602 (“Licensor”), and Impact Shares Corp, a 501(c)(3) organization, with its principal office at 2189 Broken Bend, Frisco, Tx 75034 (“Licensee”). Licensor and Licensee agree that the following terms and conditions shall apply to Licensee’s access to, and use of, the below-referenced Products.
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • March 20th, 2018 • Impact Shares Trust I • Pennsylvania
THIS DISTRIBUTION SERVICES AGREEMENT (this “Agreement”) is made as of this day of , 20 (“Effective Date”) by and between (“Advisor”), a [type of entity] organized under the laws of the state of [state of incorporation], and SEI Investments Distribution Co., a corporation organized under the laws of the Commonwealth of Pennsylvania (“SIDCO”).
DISTRIBUTION AGREEMENTDistribution Agreement • March 20th, 2018 • Impact Shares Trust I • Pennsylvania
THIS DISTRIBUTION AGREEMENT (this “Agreement’) is made as of this day of February, 2018, by and between Impact Shares Trust (the “Company”), a [add jurisdiction/entity type], and SEI Investments Distribution Co. (the “Distributor”), a Pennsylvania corporation.
