FORM OF SELECTED DEALER AGREEMENT (CLASS I SHARES)Selected Dealer Agreement • May 24th, 2018 • UBS Series Funds • New York
This Selected Dealer Agreement (“Agreement”) is entered into as of [___________], by and between UBS Asset Management (US) Inc., a Delaware corporation, (“we” or “us”) and [___________________________], a [______________] corporation (“you”). We are the exclusive national distributor of the Class I shares (“Shares”) of UBS Ultra Short Income Fund (the “Fund”), which is a series of UBS Series Funds, an investment company registered under the Investment Company Act of 1940, as amended (“1940 Act”). We understand that you wish to act as a Selected Dealer with respect to the Shares. You have represented that you are a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended (“1934 Act”), and a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broker-dealer under the 1934 Act at the
FORM OF SELECTED DEALER AGREEMENT (CLASS A AND CLASS P SHARES)Dealer Agreement • May 24th, 2018 • UBS Series Funds • New York
This Selected Dealer Agreement (“Agreement”) is entered into as of [___________], by and between UBS Asset Management (US) Inc., a Delaware corporation, (“we” or “us”) and [___________________________], a [______________] corporation (“you”). We are the exclusive national distributor of the Class A and Class P shares (“Shares”) of UBS Ultra Short Income Fund (the “Fund”), which is a series of UBS Series Funds, an investment company registered under the Investment Company Act of 1940, as amended (“1940 Act”). We understand that you wish to act as a Selected Dealer with respect to the Shares. You have represented that you are a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended (“1934 Act”), and a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broker-dealer under the 1934
INVESTMENT ADVISORY AND ADMINISTRATION CONTRACTInvestment Advisory and Administration Contract • May 24th, 2018 • UBS Series Funds • Delaware
This investment advisory and administration contract (“Contract”) is made as of May 23, 2018 between UBS SERIES FUNDS, a Delaware statutory trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) INC. (“UBS AM”), a Delaware corporation registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
Fee Waiver and Expense Reimbursement Agreement UBS Series Funds New York, New York 10019 May 23, 2018 UBS Asset Management (Americas) Inc. New York, New York 10019-6028 Ladies and Gentlemen:UBS Series Funds • May 24th, 2018 • Delaware
UBS SERIES FUNDS (UBS ULTRA SHORT INCOME FUND) PRINCIPAL UNDERWRITING CONTRACTUnderwriting Contract • May 24th, 2018 • UBS Series Funds • Delaware
CONTRACT made as of May 23, 2018, between UBS SERIES FUNDS, a Delaware statutory trust, (“Trust”) and UBS ASSET MANAGEMENT (US) INC., a Delaware corporation, (“UBS AM”).
FORM OF AMENDMENT NUMBER 9 TO THE TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • May 24th, 2018 • UBS Series Funds
This Amendment Number 9 To The Transfer Agency And Services Agreement, dated as of May , 2018 (“Amendment”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and UBS Series Funds (“Fund”), on its own behalf and on behalf of each of its portfolios listed on the Exhibit 1 attached to this Amendment.
