INVESTMENT MANAGEMENT AGREEMENT DoubleLine Funds TrustInvestment Management Agreement • December 14th, 2018 • DoubleLine Funds Trust • Delaware
This Investment Management Agreement (the “Agreement”) is executed as of December 11, 2018 by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”), solely on behalf of and with respect to its series specified on Schedule A hereto (each series, individually, a “Fund” and, collectively, the “Funds”), and DOUBLELINE ALTERNATIVES LP, a Delaware limited partnership (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 14th, 2018 • DoubleLine Funds Trust • Delaware
This Investment Sub-Advisory Agreement (the “Agreement”) is executed as of December 11, 2018 by and among DOUBLELINE ALTERNATIVES LP, a Delaware limited partnership (the “Manager”), and DOUBLELINE CAPITAL LP, a Delaware limited partnership (the “Sub-Adviser”), and, solely with respect to Section 7 hereof, DoubleLine Funds Trust (the “Trust”), a Delaware statutory trust and an investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”).
December 11, 2018 To the Trustees of DoubleLine Funds Trust Los Angeles, CA 90071 Re: Expense Limitation Agreement Gentlemen:Expense Limitation Agreement • December 14th, 2018 • DoubleLine Funds Trust
This Agreement, originally made and entered into as of May 22, 2014, and as amended and restated on August 21, 2014, November 20, 2014, May 14, 2015, November 20, 2015, April 1, 2016, June 30, 2016, December 22, 2016, April 1, 2017, and March 1, 2018 by DoubleLine Capital LP and DoubleLine Alternatives LP (formerly, DoubleLine Commodity LP), each a Delaware limited partnership, and accepted and agreed to by DoubleLine Funds Trust, a Delaware statutory trust, on behalf of each DFT Fund (as defined below) is hereby amended and restated as of December 11, 2018.
TWENTY SECOND AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 14th, 2018 • DoubleLine Funds Trust
THIS TWENTY SECOND AMENDMENT, effective as of December 3, 2018 to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of March 25, 2010, as amended August 25, 2010, August 25, 2011, November 14, 2011, November 16, 2012, January 15, 2013, February 27, 2013, August 21, 2013, November 20, 2013, February 26, 2014, May 22, 2014, November 20, 2014, January 1, 2015, April 27, 2015, June 16, 2015, November 19, 2016, February 25, 2016, May 27, 2016, and November 17, 2017, is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
SEVENTEENTH AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 14th, 2018 • DoubleLine Funds Trust
THIS SEVENTEENTH AMENDMENT effective as of December 3, 2018, to the Fund Accounting Servicing Agreement (the “Agreement”) dated as of March 25, 2010, as amended August 25, 2010, August 25, 2011, November 16, 2012, February 27, 2013, August 21, 2013, November 20, 2013, February 26, 2014, May 22, 2014, November 20, 2014, January 1, 2015, April 27, 2015, November 19, 2015, February 25, 2016, May 27, 2016, and November 17, 2017, is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
EIGHTEENTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 14th, 2018 • DoubleLine Funds Trust
THIS EIGHTEENTH AMENDMENT, effective as of December 3, 2018, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of March 25, 2010, as amended August 25, 2010, August 25, 2011, December 9, 2011, October 29, 2012, February 27, 2013, August 21, 2013, November 20, 2013, February 26, 2014, May 22, 2014, November 20, 2014, January 1, 2015, April 27, 2015, November 19, 2015, February 25, 2016, May 27, 2016, and November 17, 2017, is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
SUBLICENSESublicense Agreement • December 14th, 2018 • DoubleLine Funds Trust
This Sublicense Agreement (this “Sublicense”) is made effective as of [ ], 2018 (the “Effective Date”) by and between DoubleLine Alternatives LP, a limited partnership formed under the laws of the State of Delaware, with offices at 505 N. Brand Boulevard, Suite 860, Glendale, CA 91203 (“DLA”); and DoubleLine Funds Trust, a Delaware statutory trust, on behalf of its series, DoubleLine Colony Real Estate and Income Fund (“Sublicensee”), having its principal place of business at 333 South Grand Avenue, 18th Floor, Los Angeles, CA 90071. DLA and Sublicensee are the Parties to this Sublicense and each is a Party.
FIRST AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • December 14th, 2018 • DoubleLine Funds Trust
THIS FIRST AMENDMENT, effective as of December 3, 2018, to the Distribution Agreement dated as of April 27, 2015 (the “Agreement”) is entered into by and among DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series, the DoubleLine Colony Real Estate and Income Fund (the “Fund”), QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”), and DOUBLELINE ALTERNATIVES LP (f/k/a DoubleLine Commodity LP), a Delaware limited partnership and the investment adviser to the Trust on behalf of the Fund.
DOUBLELINE FUNDS TRUST THIRTEENTH AMENDMENT TO THE AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • December 14th, 2018 • DoubleLine Funds Trust
THIS THIRTEENTH AMENDMENT, effective as of December 3, 2018, to the Amended and Restated Custody Agreement dated as of January 29, 2013, as amended August 21, 2013, November 20, 2013, February 26, 2014, May 22, 2014, November 20, 2014, January 1, 2015, April 27, 2015, November 19, 2015, February 25, 2016, May 27, 2016, and November 17, 2017 (the “Agreement”), is entered into by and between DOUBLELINE FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
