SPROTT ETF TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 28th, 2019 • Sprott ETF Trust • Delaware
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 13 day of March, 2019, by and between Sprott Asset Management LP, a Canadian Limited Partnership (the “Adviser”), and Sprott ETF Trust, a Delaware statutory trust (the “Trust”), regarding the Fund listed in Appendix A (the “Fund(s)”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 28th, 2019 • Sprott ETF Trust • Massachusetts
THIS AGREEMENT is made as of the 13th day of March, 2019, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and Sprott ETF Trust, a Delaware statutory trust having its principal office and place of business at 200 Bay Street, Suite 2600, Toronto, Ontario, Canada M5J2J1 (the “Trust”). This Agreement shall be effective with respect to each Portfolio identified on Schedule A hereto as of the effective date identified on such Schedule A.
SPROTT ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 28th, 2019 • Sprott ETF Trust • Delaware
AGREEMENT, dated as of March 14, 2019 (the “Agreement”) by and between Sprott Asset Management LP (the “Investment Adviser”), a Canadian limited partnership having its principal place of business at 200 Bay Street, Suite 2600, Toronto, Ontario, Canada M5J2J1, and ALPS Advisors, Inc., a Colorado corporation (the “Sub-Adviser”), having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, on behalf of the series of the Sprott ETF Trust (the “Trust”) listed in Appendix A hereto, as amended from time to time (each a “Fund” and collectively, the “Funds”).
DISTRIBUTION AGREEMENTDistribution Agreement • March 28th, 2019 • Sprott ETF Trust • Colorado
THIS AGREEMENT is made as of March 6, 2019, between Sprott ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • March 28th, 2019 • Sprott ETF Trust • Massachusetts
This Agreement is made as of March 13, 2019 between each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 19.5 below, shall hereinafter be referred to as a “Fund”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”). This Agreement shall be effective with respect to each Portfolio identified on Appendix A hereto as of the effective date identified on such Appendix A.
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • March 28th, 2019 • Sprott ETF Trust • Colorado
THIS AGREEMENT is made as of March 14, 2019, between Sprott ETF Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
ALPS ETF TrustTax Opinion • March 28th, 2019 • Sprott ETF Trust
SPROTT ETF TRUST EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 28th, 2019 • Sprott ETF Trust • New York
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is made as of the 19th day of March, 2019, by and between SPROTT ETF TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A hereto (each, a “Fund”), and Sprott Asset Management LP, a Canadian Limited Partnership (the “Adviser”).
