FORM OF INDEMNIFICATION AGREEMENTForm of Indemnification Agreement • June 24th, 2019 • AssetMark Financial Holdings, Inc. • Investment advice • Delaware
This Indemnification Agreement (this “Agreement”) is made and entered into as of the day of , 20 , by and between AssetMark Financial Holdings, Inc., a Delaware corporation (the “Company”) and (“Indemnitee”).
REGISTRATION RIGHTS AGREEMENT by and between AssetMark Financial Holdings, Inc. and Huatai International Investment Holdings Limited Dated as of [ ], 2019Registration Rights Agreement • June 24th, 2019 • AssetMark Financial Holdings, Inc. • Investment advice • New York
THIS REGISTRATION RIGHTS AGREEMENT, dated as of [ ], 2019, is by and between AssetMark Financial Holdings, Inc., a Delaware corporation (the “Company”), and Huatai International Investment Holdings Limited, a company organized under the laws of the Cayman Islands (“Huatai”).
SUBCUSTODIAL AND SERVICE AGREEMENTSubcustodial and Service Agreement • June 24th, 2019 • AssetMark Financial Holdings, Inc. • Investment advice • Massachusetts
This Agreement (“Agreement”) is entered into by and among GE Financial Trust Company (“GEFTC”) and Fidelity Brokerage Services LLC (“FBS”) and National Financial Services LLC (“NFS”), (FBS and NFS together, “Fidelity”) acting through its business unit Fidelity Registered Investment Advisor Group (“FRIAG”) (Fidelity, FRIAG and GEFTC may individually be referred to as a “Party” or collectively as “Parties”), effective as of November 1, 2005;
MASTER SERVICES AGREEMENTMaster Services Agreement • June 24th, 2019 • AssetMark Financial Holdings, Inc. • Investment advice • California
THIS MASTER SERVICES AGREEMENT (“Agreement”) is by and between Incedo, Inc. dba IB Technology Solutions Inc., a Delaware Corporation (“Supplier”), with offices at 2350 Mission College Blvd, Suite# 246, Santa Clara, CA 95054, and AssetMark, Inc., a California corporation (“Company”) with offices at 1655 Grant Street, 10th Floor, Concord, CA 94520. This Agreement shall become effective on the date on which the last party to sign this Agreement affixes its signature here to (the “Effective Date”).
ASSETMARK FINANCIAL HOLDINGS, INC. STOCK OPTION AWARD NOTICE AND AGREEMENTStock Option Award Notice and Agreement • June 24th, 2019 • AssetMark Financial Holdings, Inc. • Investment advice • California
This Stock Option Award Notice and Agreement (the “Option Agreement”) is made as of the Date of Grant set forth below, by and between AssetMark Financial Holdings, Inc. (the “Company”) and the individual recipient identified in the Notice below (the “Recipient”).
ContractTrustnet Software License Agreement • June 24th, 2019 • AssetMark Financial Holdings, Inc. • Investment advice • Tennessee
The redacted information has been excluded because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed.
CHECKFREE APL MASTER AGREEMENTFiserv Apl System Agreement • June 24th, 2019 • AssetMark Financial Holdings, Inc. • Investment advice • Delaware
This is Amendment #1 (“Amendment”), made effective as of December 2, 2010 (the “Amendment Effective Date”), is to the CheckFree APL Master Agreement between CheckFree Services Corporation (“CKFR”) and Genworth Financial Wealth Management, Inc. f/k/a/ AssetMark Investment Services, (“Client”), effective as of June 23, 2006 (the “Agreement”). Any capitalized terms not defined in this Amendment shall be given their meanings set forth in the Agreement.
