TENDER OFFER AGREEMENTTender Offer Agreement • July 1st, 2019 • Pimco Corporate & Income Opportunity Fund • New York
This Agreement (“Agreement”) is made and entered into as of the 14th day of June, 2019, by and among PIMCO Corporate & Income Opportunity Fund (“PTY”), PIMCO Corporate & Income Strategy Fund (“PCN”), PIMCO Income Strategy Fund (“PFL”), PIMCO Income Strategy Fund II (“PFN”) and PIMCO High Income Fund (“PHK” and, together with PTY, PCN, PFL and PFN each, a “Fund” and, collectively, the “Funds”), Pacific Investment Management Company LLC (“PIMCO” and, together with the Funds, the “Fund Parties”) and RiverNorth Capital Management, LLC, on behalf of the investment funds and accounts it manages (collectively, the “RiverNorth Parties”).
TENDER OFFER AGREEMENTTender Offer Agreement • July 1st, 2019 • Pimco Corporate & Income Opportunity Fund • New York
This Agreement (“Agreement”) is made and entered into as of the 13th day of June, 2019, by and among PIMCO Corporate & Income Opportunity Fund (“PTY”), PIMCO Corporate & Income Strategy Fund (“PCN”), PIMCO Income Strategy Fund (“PFL”), PIMCO Income Strategy Fund II (“PFN”) and PIMCO High Income Fund (“PHK” and, together with PTY, PCN, PFL and PFN each, a “Fund” and, collectively, the “Funds”), Pacific Investment Management Company LLC (“PIMCO” and, together with the Funds, the “Fund Parties”) and RJ Securities, Inc. (“Raymond James”).
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • July 1st, 2019 • Pimco Corporate & Income Opportunity Fund • New York
THIS AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Amendment”), dated as of December 13, 2018 (the “Effective Date”), by and between PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, a Delaware limited liability company (“PIMCO”), on behalf of each of the funds listed on Exhibit A hereto and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with PIMCO, the “Parties” and each, a “Party”).
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • July 1st, 2019 • Pimco Corporate & Income Opportunity Fund • New York
This Amendment (this “Amendment”) is made as of July 29, 2016, by and between Pacific Investment Management Company LLC, a Delaware corporation, on behalf of each of the funds listed on Exhibit A of the Agreement (as defined below), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
PIMCO CORPORATE OPPORTUNITY FUND AUCTION AGENCY AGREEMENT dated as of February 25, 2003 Relating to Auction Market Preferred Shares Series M, Series T, Series W, Series TH and Series F of PIMCO Corporate Opportunity Fund DEUTSCHE BANK TRUST COMPANY...Auction Agency Agreement • July 1st, 2019 • Pimco Corporate & Income Opportunity Fund • New York
This Auction Agency Agreement (this “Agreement”), dated as of February 25, 2003 is between PIMCO Corporate Opportunity Fund (the “Fund”) and Deutsche Bank Trust Company Americas, a New York banking corporation.
