FORM OF SELECTED DEALER AGREEMENTSelected Dealer Agreement • December 23rd, 2019 • UBS Series Funds • New York
This Selected Dealer Agreement (“Agreement”) is entered into as of [ ], by and between UBS Asset Management (US) Inc., a Delaware corporation, (“we” or “us”) and [ ], a [ ] corporation (“you”). We are the exclusive national distributor of the shares (“Shares”) of the investment companies listed on Schedule A hereto (each, a “Fund” and together, the “Funds”), each of which is registered under the Investment Company Act of 1940, as amended (“1940 Act”) or is a series of a registered investment company. We understand that you wish to act as a Selected Dealer with respect to the Shares. You have represented that you are a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended (“1934 Act”), and a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broker-dealer under the 1934 Act at
FORM OF AMENDMENT TO SERVICE AGREEMENTService Agreement • December 23rd, 2019 • UBS Series Funds
This Amendment to Service Agreement (the “Amendment”), dated and effective December , 2019, is by and between State Street Bank and Trust Company, a Massachusetts trust company (“State Street”), and each management investment company identified on Schedule A (each, a “Trust”).
UBS SERIES FUNDS (Investor Series) AMENDED AND RESTATED SHAREHOLDER SERVICES PLAN AND AGREEMENTShareholder Services Plan and Agreement • December 23rd, 2019 • UBS Series Funds • Delaware
This Shareholder Services Plan and Agreement (the “Plan”) is adopted by UBS Series Funds (formerly known as “UBS Money Series”) (the “Trust”) with respect to shares of beneficial interest of UBS Select Prime Investor Fund, UBS Select Treasury Investor Fund, UBS Tax-Free Investor Fund, UBS Prime Investor Fund, UBS Select Government Investor Fund and UBS Select ESG Prime Investor Fund (each a “Fund” and collectively, the “Funds”), and is entered into by the Trust and UBS Asset Management (US) Inc., the principal underwriter to the Trust (“UBS AM”), subject to the following terms and conditions:
FEE WAIVER AGREEMENT (UBS Select Prime Preferred Fund, UBS Select Government Preferred Fund, UBS Select Treasury Preferred Fund, UBS Prime Preferred Fund, UBS Tax-Free Preferred Fund and UBS Select ESG Prime Preferred Fund) UBS SERIES FUNDS New York,...Fee Waiver Agreement • December 23rd, 2019 • UBS Series Funds • New York
UBS Asset Management (Americas) Inc. 1285 Avenue of the Americas 12th Floor New York, NY 10019 www.ubs.comUBS Series Funds • December 23rd, 2019
UBS SERIES FUNDS AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACTUbs Series Funds • December 23rd, 2019 • UBS Series Funds • Delaware
CONTRACT made as of August 28, 2007 and amended and restated as of December 23, 2019, between UBS SERIES FUNDS (formerly known as “UBS Money Series”), a Delaware statutory trust (“Fund”), and UBS ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS AM”).
FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENT (UBS Select Prime Investor Fund, UBS Select Government Investor Fund, UBS Select Treasury Investor Fund, UBS Prime Investor Fund, UBS Tax-Free Investor Fund and UBS Select ESG Prime Investor Fund UBS...Fee Waiver and Expense Reimbursement Agreement • December 23rd, 2019 • UBS Series Funds • Delaware
FORM OF AMENDMENT NUMBER 10 TO THE TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • December 23rd, 2019 • UBS Series Funds
This Amendment Number 10 To The Transfer Agency And Services Agreement, dated as of December , 2019 (“Amendment”), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and UBS Series Funds (“Fund”), on its own behalf and on behalf of each of its portfolios listed on the Exhibit 1 attached to this Amendment.
AMENDED AND RESTATED ADMINISTRATION CONTRACT (Institutional, Preferred and Reserves Series)Administration Contract • December 23rd, 2019 • UBS Series Funds • Delaware
This administration contract (“Contract”) made as of August 28, 2007 and amended and restated as of December 23, 2019, between UBS SERIES FUNDS (formerly known as “UBS Money Series”), a Delaware statutory trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) INC. (“UBS AM”), a Delaware corporation.
AMENDED AND RESTATED ADMINISTRATION CONTRACT (Investor and RMA Series)Administration Contract • December 23rd, 2019 • UBS Series Funds • Delaware
This administration contract (“Contract”) is made as of August 28, 2007 and amended and restated as of December 23, 2019, between UBS SERIES FUNDS (formerly known as “UBS Money Series”), a Delaware statutory trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) INC. (“UBS AM”), a Delaware corporation.
UBS Asset Management (Americas) Inc. 1285 Avenue of the Americas 12th Floor New York, NY 10019 www.ubs.comUBS Series Funds • December 23rd, 2019
