Morgan Stanley & Co. LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement Among Underwriters • October 26th, 2020 • Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of December 4, 2019, is by and between Morgan Stanley & Co. LLC (“Morgan Stanley,” or “we”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have accepted an AAU w
STRUCTURING AND SYNDICATION FEE AGREEMENTStructuring and Syndication Fee Agreement • October 26th, 2020 • Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund • New York
This agreement is between Cohen & Steers Capital Management, Inc. (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to Cohen & Steers Tax-Advantaged Preferred Securities and Income Fund (the “Fund”).
Morgan Stanley & Co. LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Selected Dealers Agreement • October 26th, 2020 • Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund • New York
This Master Selected Dealers Agreement (this “Master SDA”), dated as of December 4, 2019, is by and between Morgan Stanley & Co. LLC (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 26th, 2020 • Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund • New York
This agreement (the “Agreement”) is between Cohen & Steers Capital Management, Inc. (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS”) with respect to the Cohen & Steers Tax-Advantaged Preferred Securities and Income Fund (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement, dated October , 2020, by and among the Fund, the Company and each of the underwriters named in Schedule I thereto.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 26th, 2020 • Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of October , 2020 by and between BofA Securities, Inc. (collectively with its affiliates, “BofA Securities”) and Cohen & Steers Capital Management, Inc. (the “Investment Manager”).
FEE AGREEMENTFee Agreement • October 26th, 2020 • Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund • New York
Reference is made to the Underwriting Agreement dated October [ ], 2020 (the “Underwriting Agreement”), by and among Cohen & Steers Tax-Advantaged Preferred Securities and Income Fund (the “Fund”), Cohen & Steers Capital Management, Inc. (the “Company”) and each of the underwriters named in Schedule I thereto, with respect to the issue and sale (the “Offering”) of the Fund’s common shares of beneficial interest, $0.01 par value per share (the “Common Shares”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
