CUSTODIAN AGREEMENTCustodian Agreement • February 19th, 2021 • Alger ETF Trust • New York
THIS AGREEMENT, dated as of February 29, 2008, between the management investment companies set forth in Exhibit 1 hereto (each, the Fund) registered with the Securities and Exchange Commission under the Investment Company Act of 1940 (the 1940 Act) acting on behalf of their respective Portfolios thereof, if any (each a Portfolio), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian),
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 19th, 2021 • Alger ETF Trust
THIS AMENDMENT to Custodian Agreement (this “Amendment”) is dated as of December 20, 2017, by and between each of the management investment companies (each, the “Fund”) set forth on Exhibit 1 to the Agreement (defined below) registered with the Securities and Exchange Commission under the Investment Company Act of 1940 acting on behalf of their respective portfolios thereof, if any (each, a “Portfolio”) and Brown Brothers Harriman & Co. (“BBH&Co.”).
ACTIVESHARES® ETFs AP REPRESENTATIVE CONFIDENTIALITY & UNDERTAKINGS AGREEMENTConfidentiality Agreement • February 19th, 2021 • Alger ETF Trust • New York
This AP Representative Confidentiality & Undertakings Agreement (this “Agreement”) is entered into by and between ________________ (the “AP Representative”) and The Alger ETF Trust (the “Trust”), an open-end management investment company registered with the Securities and Exchange Commission (the “SEC”) under the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of each of its separate series (each, a “Fund” and collectively, the “Funds”), which are listed on Exhibit A hereto, as such Exhibit may be amended by the Trust, from time to time, upon notice to the AP Representative, to reflect newly-launched or liquidated, renamed, or merged Funds. Capitalized terms used herein and not otherwise defined have the meanings assigned to them in Section 6 of this Agreement.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 19th, 2021 • Alger ETF Trust
THIS AMENDMENT to Custodian Agreement (this “Amendment”) is dated as of October 15, 2018, by and between each of the management investment companies (each, the “Fund”) set forth on Exhibit 1 hereto registered with the Securities and Exchange Commission under the Investment Company Act of 1940 acting on behalf of their respective portfolios thereof, if any (each a “Portfolio”) and Brown Brothers Harriman & Co. (“BBH&Co.”).
January 5, 2021 The Alger ETF TrustPurchase Agreement • February 19th, 2021 • Alger ETF Trust
AUTHORIZED PARTICIPANT AGREEMENT THE ALGER ETF TRUSTAuthorized Participant Agreement • February 19th, 2021 • Alger ETF Trust • New York
The following are the names, titles, and signatures of all Participant’s persons authorized to give instructions, notices, or submit Orders or other requests pursuant to this Agreement.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 19th, 2021 • Alger ETF Trust
THIS AMENDMENT to Custodian Agreement (this “Amendment”) is dated as of January 6, 2017, by and between each of the management investment companies (each, the “Fund”) set forth on Exhibit 1 hereto registered with the Securities and Exchange Commission under the Investment Company Act of 1940 acting on behalf of their respective portfolios thereof, if any (each a “Portfolio”) and Brown Brothers Harriman & Co. (“BBH&Co. “).
AMENDED & RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • February 19th, 2021 • Alger ETF Trust • New York
This Amended and Restated Distribution Agreement (the “Agreement”) is made as of February 11, 2021, by and between The Alger ETF Trust (the “Trust”), an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts, on behalf of each of its series separately and not jointly (each a “Fund” and, collectively, the “Funds”), and Fred Alger & Company, LLC (the “Distributor”), a Delaware limited liability company.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 19th, 2021 • Alger ETF Trust
THIS AMENDMENT to Custodian Agreement (this “Amendment”) is dated effective as of January 4, 2021, by and between each of the management investment companies (each, the “Fund”) set forth on Exhibit 1 hereto registered with the Securities and Exchange Commission under the Investment Company Act of 1940 acting on behalf of their respective series or portfolios thereof, if any (each a “Portfolio”) and Brown Brothers Harriman & Co. (“BBH&Co.”).
ACTIVESHARES® ETFs AP REPRESENTATIVE CONFIDENTIALITY & UNDERTAKINGS AGREEMENTAp Representative Confidentiality & Undertakings Agreement • February 19th, 2021 • Alger ETF Trust • New York
This AP Representative Confidentiality & Undertakings Agreement (this “Agreement”) is entered into by and among (the “AP Representative”), (the “Clearing Broker”), as clearing broker for the AP Representative, and The Alger ETF Trust (the “Trust”), an open-end management investment company registered with the Securities and Exchange Commission (the “SEC”) under the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of each of its separate series (each, a “Fund” and collectively, the “Funds”), which are listed on Exhibit A hereto, as such Exhibit may be amended by the Trust, from time to time, upon notice to the AP Representative and the Clearing Broker, to reflect newly-launched or liquidated, renamed, or merged Funds. Capitalized terms used herein and not otherwise defined have the meanings assigned to them in Section 6 of this Agreement.
THE ALGER ETF TRUST AMENDED & RESTATED INVESTMENT MANAGEMENT AGREEMENT February 11, 2021Investment Management Agreement • February 19th, 2021 • Alger ETF Trust • New York
The Alger ETF Trust (the “Trust”), an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts, on behalf of the Funds named on Schedule I hereto, as such Schedule may be revised from time to time (each, a “Fund”), hereby confirms its agreement with Fred Alger Management, LLC (“Alger Management”) as follows:
