AMENDMENT TWELVE TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • February 26th, 2021 • Hartford Mutual Funds Inc/Ct
This Amendment Twelve (the “Amendment”) to that certain Fund Accounting Agreement, dated December 31, 2014, by and between Hartford Funds Management Company, LLC (the “Fund Accountant”) and the Funds listed on Schedule A thereto (the “Funds”) (the “Fund Accounting Agreement”) is effective as of March 30, 2020 (the “Effective Date”).
FORM OF AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • February 26th, 2021 • Hartford Mutual Funds Inc/Ct
This AMENDMENT (“Amendment”), dated February 28, 2021, amends that certain Amended and Restated Transfer Agency Agreement (this “Agreement”), dated February 28, 2020, as may be amended from time to time, by and among The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc., each, a Maryland corporation, and Hartford Schroders Opportunistic Income Fund (the “Interval Fund”), a Delaware statutory trust (together with The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc., the “Funds”), each having its principal office and place of business at 690 Lee Road, Wayne, PA 19087, and Hartford Administrative Services Company (“HASCO”), a Minnesota corporation and a wholly subsidiary of Hartford Funds Management Group, Inc., a Delaware corporation, each of which has its principal office and place of business at 690 Lee Road, Wayne, PA 19087.
FORM OF AMENDMENT TO THE INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 26th, 2021 • Hartford Mutual Funds Inc/Ct
This AMENDMENT (the “Amendment”), effective as of September 1, 2020 (the “Effective Date”), amends that certain INVESTMENT MANAGEMENT AGREEMENT, by and between Hartford Funds Management Company, LLC (the “Adviser”), and The Hartford Mutual Funds, Inc. (“HMF”) and The Hartford Mutual Funds II, Inc. (“HMF II”), on their own behalf and on behalf of each series listed on Schedule A hereto (collectively, the “Funds”), dated February 29, 2016, with respect to HMF, and dated March 14, 2016, with respect to HMF II (the “Agreement”).
AMENDMENT NUMBER 13 TO THE AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • February 26th, 2021 • Hartford Mutual Funds Inc/Ct
This Amendment Number 13 (the “Amendment”) to the Amended and Restated Principal Underwriting Agreement is made as of this 30th day of March, 2020, by and between Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc., The Hartford Mutual Funds II, Inc., and Hartford Schroders Opportunistic Income Fund on behalf each Fund listed on Schedule A.
FORM OF FIFTH AMENDMENT TO SUB-SUBADVISORY AGREEMENTSub-Subadvisory Agreement • February 26th, 2021 • Hartford Mutual Funds Inc/Ct
This Fifth Amendment to the Sub-SubAdvisory Agreement by and between Schroder Investment Management North America Inc. (“SIMNA”) and Schroder Investment Management North America Limited (“SIMNA Limited”) is effective as of March 1, 2021.
AMENDMENT NUMBER 12 TO THE PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • February 26th, 2021 • Hartford Mutual Funds Inc/Ct • New York
This Amendment Number 12 (the “Amendment”) to the Principal Underwriting Agreement is made as of this 30th day of September, 2019, by and between Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. on behalf each Fund listed on Schedule A.
FORM OF AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 26th, 2021 • Hartford Mutual Funds Inc/Ct
THIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, as amended and restated on February 28, 2021 (the “Agreement”), is between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company”) on behalf of each Company’s series (each a “Fund” and collectively, the “Funds”) and Hartford Funds Management Company, LLC (the “HFMC”) on behalf of itself and its wholly owned subsidiary, Lattice Strategies LLC (“Lattice”).
