AMENDMENT NUMBER 7 TO THE INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • June 7th, 2022 • Hartford Mutual Funds Inc/Ct
Contract Type FiledJune 7th, 2022 CompanyThis AMENDMENT NUMBER 7 (the “Amendment”), amends that certain INVESTMENT MANAGEMENT AGREEMENT, by and between Hartford Funds Management Company, LLC (the “Adviser”), The Hartford Mutual Funds, Inc. (“HMF”), and The Hartford Mutual Funds II, Inc. (“HMF II”), on their own behalf and on behalf of each series listed on Schedule A hereto (each a “Fund” and collectively, the “Funds”), dated February 29, 2016, with respect to HMF, and dated March 14, 2016, with respect to HMF II (the “Agreement”), and is effective as of June 6, 2022 (the “Effective Date”).
AMENDMENT NUMBER 9 TO THE SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 7th, 2022 • Hartford Mutual Funds Inc/Ct
Contract Type FiledJune 7th, 2022 CompanyThis AMENDMENT NUMBER 9 (the “Amendment”) amends that certain SUB-ADVISORY AGREEMENT, dated August 2, 2017 (the “Agreement”), by and between Hartford Funds Management Company, LLC (“Adviser”), and Wellington Management Company LLP (“Sub-Adviser”), and is effective as of June 7, 2022 (the “Effective Date”).
AMENDMENT NUMBER 17 TO THE AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • June 7th, 2022 • Hartford Mutual Funds Inc/Ct
Contract Type FiledJune 7th, 2022 CompanyThis Amendment Number 17 (the “Amendment”) to the Amended and Restated Principal Underwriting Agreement, by and between Hartford Funds Distributors, LLC, The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc., on behalf each Fund listed on Schedule A (each a “Fund”), and is effective as of June 6, 2022 (the “Effective Date”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • June 7th, 2022 • Hartford Mutual Funds Inc/Ct
Contract Type FiledJune 7th, 2022 CompanyTHIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, as amended and restated on February 28, 2022 (the “Agreement”), is between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company”) on behalf of each Company’s series (each a “Fund” and collectively, the “Funds”) and Hartford Funds Management Company, LLC (the “HFMC”).