EXCHANGE AGREEMENTExchange Agreement • August 26th, 2022 • P10, Inc. • Investment advice • Delaware
This EXCHANGE AGREEMENT (this “Agreement”), is made as of August 25, 2022, but to be effective only as of the Closing (as defined in the Purchase Agreement (as defined below)) by and among P10, Inc. a Delaware corporation (the “Company”), P10 Holdings Inc., a Delaware corporation (“P10 Holdings”), P10 Intermediate Holdings LLC, a Delaware limited liability company (the “LLC”), and the LLC Unitholders (as defined herein).
SALE AND PURCHASE AGREEMENT by and among WESTECH INVESTMENT ADVISORS LLC, P10, INC. THE SELLERS SET FORTH ON THE SIGNATURE PAGES HERETO, DAVID R. WANEK, as the Seller Representative, and P10 INTERMEDIATE HOLDINGS LLC Dated as of August 25, 2022Sale and Purchase Agreement • August 26th, 2022 • P10, Inc. • Investment advice • New York
SALE AND PURCHASE AGREEMENT, dated as of August 25, 2022 (this “Agreement”), by and among (i) Westech Investment Advisors LLC, a California limited liability company (the “Company”), (ii) P10, Inc., a Delaware corporation (the “Parent”), (iii) Westech Investment Management, Inc., a California corporation, Maurice C. Werdegar, David R. Wanek, the Bonnie Sue Swenson Survivors Trust and Jay L. Cohan (each a “Seller” and collectively, the “Sellers”), (iv) David R. Wanek (in his capacity as the Seller Representative), and (v) P10 Intermediate Holdings LLC, a Delaware limited liability company (the “Buyer”). Capitalized terms not otherwise defined herein shall have the meanings ascribed thereto in Section 1.
INCREASE JOINDER AND FIRST AMENDMENTIncrease Joinder and First Amendment • August 26th, 2022 • P10, Inc. • Investment advice • New York
THIS CREDIT AGREEMENT, dated as of December 22, 2021 (this “Agreement”), is entered into by and among the Lenders identified on the signature pages hereof (together with their respective successors and permitted assigns), JPMORGAN CHASE BANK, N.A., a national banking association (“JPMCB”), as administrative agent for the Lenders and as collateral agent for the Secured Parties (together with its successors and assigns in such capacities, the “Agent”), P10, INC., a Delaware corporation (the “Borrower”), and the Guarantors (as defined below) party hereto from time to time.
