ADMINISTRATION CONTRACT (Cantor Fitzgerald Series)Administration Contract • December 20th, 2023 • UBS Series Funds • Delaware
This administration contract (“Contract”) is made as of December 20, 2023, between UBS SERIES FUNDS, a Delaware statutory trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) INC. (“UBS AM”), a Delaware corporation.
UBS SERIES FUNDS AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACTUbs Series Funds • December 20th, 2023 • UBS Series Funds • Delaware
CONTRACT made as of August 28, 2007 and amended and restated as of December 20, 2023, between UBS SERIES FUNDS (formerly known as “UBS Money Series”), a Delaware statutory trust (“Fund”), and UBS ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS AM”).
DEALER AGREEMENTDealer Agreement • December 20th, 2023 • UBS Series Funds • New York
This Dealer Agreement (“Agreement”) is entered into as of December 20, 2023, by and between UBS Asset Management (US) Inc., a Delaware corporation, (“we” or “us”) and CF Secured, LLC, a Delaware limited liability corporation (“you”). We are the exclusive national distributor of the shares (“Shares”) of the investment companies listed on Schedule A hereto (each, a “Fund” and together, the “Funds”), each of which is registered under the Investment Company Act of 1940, as amended (“1940 Act”) or is a series of a registered investment company. We understand that you wish to act as a Dealer with respect to the Shares. You have represented that you are a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended (“1934 Act”), and a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broke
FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENT (Cantor Fitzgerald Government Money Market Fund) UBS SERIES FUNDS New York, New York 10019Fee Waiver and Expense Reimbursement Agreement • December 20th, 2023 • UBS Series Funds
UBS SERIES FUNDS (Cantor Fitzgerald Series) SHAREHOLDER SERVICES PLAN AND AGREEMENTShareholder Services Plan and Agreement • December 20th, 2023 • UBS Series Funds • Delaware
This Shareholder Services Plan and Agreement (the “Plan”) is adopted by UBS Series Funds (the “Trust”) with respect to shares of beneficial interest of Cantor Fitzgerald Government Money Market Fund (the “Fund”), and is entered into by the Trust and UBS Asset Management (US) Inc., the principal underwriter to the Trust (“UBS AM”), subject to the following terms and conditions:
FORM OF AMENDMENT TO SERVICE AGREEMENTService Agreement • December 20th, 2023 • UBS Series Funds
This Amendment to Service Agreement (the “Amendment”), dated and effective December , 2023, is by and between State Street Bank and Trust Company, a Massachusetts trust company (“State Street”), and each management investment company identified on Schedule A (each, a “Trust”).
