ADMINISTRATION CONTRACT (UBS Select 100% US Treasury Preferred Fund UBS Select 100% US Treasury Institutional Fund)Administration Contract • March 12th, 2024 • UBS Series Funds • Delaware
This administration contract (“Contract”) is made as of March 8, 2024, between UBS SERIES FUNDS, a Delaware statutory trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) LLC (“UBS AM”), a Delaware limited liability company.
FORM OF SELECTED DEALER AGREEMENTSelected Dealer Agreement • March 12th, 2024 • UBS Series Funds • New York
This Selected Dealer Agreement (“Agreement”) is entered into as of [ ], by and between UBS Asset Management (US) Inc., a Delaware corporation, (“we” or “us”) and [ ], a [ ] corporation (“you”). We are the exclusive national distributor of the shares (“Shares”) of the investment companies listed on Schedule A hereto (each, a “Fund” and together, the “Funds”), each of which is registered under the Investment Company Act of 1940, as amended (“1940 Act”) or is a series of a registered investment company. We understand that you wish to act as a Selected Dealer with respect to the Shares. You have represented that you are a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended (“1934 Act”), and a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broker-dealer under the 1934 Act at
UBS SERIES FUNDS AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACTPrincipal Underwriting Contract • March 12th, 2024 • UBS Series Funds • Delaware
CONTRACT made as of August 28, 2007 and amended and restated as of March 8, 2024, between UBS SERIES FUNDS (formerly known as “UBS Money Series”), a Delaware statutory trust (“Fund”), and UBS ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS AM”).
Amendment to Administration Contract (Cantor Fitzgerald Series) Dated as of March 1, 2024Administration Contract • March 12th, 2024 • UBS Series Funds
THIS AMENDMENT is made as of March 1, 2024 between UBS SERIES FUNDS, a Delaware statutory trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) LLC (formerly known as UBS Asset Management (Americas) Inc.) (“UBS AM”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • March 12th, 2024 • UBS Series Funds
Amendment to Amended and Restated Administration Contract (RMA Series) Dated as of March 1, 2024Administration Contract • March 12th, 2024 • UBS Series Funds
THIS AMENDMENT is made as of March 1, 2024 between UBS SERIES FUNDS, a Delaware statutory trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) LLC (formerly known as UBS Asset Management (Americas) Inc.) (“UBS AM”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
FORM OF AMENDMENT TO SERVICE AGREEMENTService Agreement • March 12th, 2024 • UBS Series Funds
This Amendment to Service Agreement (the “Amendment”), dated and effective February , 2024, is by and between State Street Bank and Trust Company, a Massachusetts trust company (“State Street”), and each management investment company identified on Schedule A (each, a “Trust”).
Amendment to Amended and Restated Administration Contract (Institutional, Preferred and Reserves Series) Dated as of March 1, 2024Administration Contract • March 12th, 2024 • UBS Series Funds
THIS AMENDMENT is made as of March 1, 2024 between UBS SERIES FUNDS, a Delaware statutory trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) LLC (formerly known as UBS Asset Management (Americas) Inc.) (“UBS AM”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
RESTATED INVESTMENT ADVISORY AND ADMINISTRATION CONTRACTInvestment Advisory and Administration Contract • March 12th, 2024 • UBS Series Funds • Delaware
Contract made as of February 1, 2000 and restated as of March 1, 2024, between UBS SERIES FUNDS (formerly known as Mitchell Hutchins LIR Money Series), a Delaware statutory trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) LLC (“UBS AM”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended.
Amendment to Investment Advisory and Administration Contract Dated as of March 1, 2024Investment Advisory and Administration Contract • March 12th, 2024 • UBS Series Funds
THIS AMENDMENT is made as of March 1, 2024 between UBS SERIES FUNDS, a Delaware statutory trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) LLC (formerly known as UBS Asset Management (Americas) Inc.) (“UBS AM”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
Amendment to Management Contract Dated as of March 1, 2024Management Contract • March 12th, 2024 • UBS Series Funds
THIS AMENDMENT is made as of March 1, 2024 between UBS SERIES FUNDS (formerly known as UBS Money Series), a Delaware statutory trust (“Trust”), and UBS ASSET MANAGEMENT (AMERICAS) LLC (formerly known as UBS Asset Management (Americas) Inc.) (“UBS AM”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
