FORM OF ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • September 27th, 2024 • Parnassus Income Funds • Delaware
This distribution agreement (the “Agreement”) is effective this day of 2024, and made by Parnassus Income Funds, a Massachusetts business trust (the “Trust”) having its principal place of business at 1 Market Street, Suite 1600, San Francisco, CA 94105, and Parnassus Funds Distributor, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT PARNASSUS INCOME FUNDSAuthorized Participant Agreement • September 27th, 2024 • Parnassus Income Funds • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Parnassus Funds Distributor, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by Brown Brothers Harriman & Co. (the “Transfer Agent/Index Receipt Agent”), and is further subject to acknowledgement and agreement by Parnassus Income Funds Trust, (to be renamed Parnassus ETF Trust) (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein
PARNASSUS INCOME FUNDS FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 27th, 2024 • Parnassus Income Funds
INVESTMENT ADVISORY AGREEMENT made this [●] day of December, 2024, by and between PARNASSUS INCOME FUNDS (the “Trust”), a Massachusetts business trust, on behalf of each of its investment series set forth on Schedule A hereto as it may be amended from time to time (hereinafter referred to each as a “Fund” and together as the “Funds”), and PARNASSUS INVESTMENTS, LLC (the “Adviser”).
PARNASSUS INCOME FUNDS FORM OF EXPENSE CAP AGREEMENTExpense Cap Agreement • September 27th, 2024 • Parnassus Income Funds
This Expense Cap Agreement, made and effective as of December ___, 2024, is between Parnassus Investments, LLC, as investment adviser (the “Adviser”), and Parnassus Income Funds (the “Trust”).
FORM OF AMENDMENT TO ADMINISTRATIVE AGENCY AGREEMENTAdministrative Agency Agreement • September 27th, 2024 • Parnassus Income Funds
THIS AMENDMENT (this “Amendment”) to the ADMINISTRATIVE AGENCY AGREEMENT, dated April 28, 2020 (the “Agreement”), is made and effective as of December , 2024, by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the “Administrator”), and PARNASSUS INVESTMENTS, LLC (the “Advisor”), a Delaware limited liability company and the successor-in-interest to Parnassus Investments, a California corporation. All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
FORM AMENDMENT TO AMENDED AND RESTATED AGREEMENT FOR FUND ACCOUNTING AND FUND ADMINISTRATION SERVICESAmended and Restated Agreement for Fund Accounting and Fund Administration Services • September 27th, 2024 • Parnassus Income Funds
THIS AMENDMENT (this “Amendment”) to the AMENDED AND RESTATED AGREEMENT FOR FUND ACCOUNTING AND FUND ADMINISTRATION SERVICES, dated May 1, 2021 and novated October 1, 2021 (the “Agreement”), is made and effective as of December , 2024, by and between PARNASSUS INCOME FUNDS, a Massachusetts business trust (the “Trust”), and PARNASSUS INVESTMENTS, LLC, a Delaware limited liability company (“Parnassus”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
