AMENDMENT NUMBER 5 TO THE TRANSFER AGENCY AND SERVICES AGREEMENTAgency and Services Agreement • June 29th, 2012 • Ubs Money Series
This Amendment Number 5 To The Transfer Agency And Services Agreement, dated as of April 13, 2012 "Amendment"), is being entered into by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM") and UBS Money Series ("Fund").
UBS MONEY SERIES AMENDED AND RESTATED PRINCIPAL UNDERWRITING CONTRACTUbs Money Series • June 29th, 2012 • Ubs Money Series • Delaware
CONTRACT made as of August 28, 2007 and amended and restated as of June 28, 2012, between UBS MONEY SERIES, a Delaware statutory trust (“Fund”), and UBS GLOBAL ASSET MANAGEMENT (US) INC., a Delaware corporation (“UBS Global AM”).
UBS MONEY SERIES (Capital Series) SHAREHOLDER SERVICE AGREEMENTUbs Money Series • June 29th, 2012 • Ubs Money Series • New York
UBS Global Asset Management (US) Inc. (the “Firm”), as principal underwriter to UBS Money Series and its series listed in Exhibit A appended hereto (the “Funds”), and the counterparty named below (the “Financial Intermediary”) wish to enter into an agreement (“Agreement”) pursuant to which the Financial Intermediary will provide services to certain shareholders of, and administer certain shareholder accounts in, shares of the Funds (“Shares”).
SELECTED DEALER AGREEMENT UBS MONEY SERIES (applicable to Capital Series)Selected Dealer Agreement • June 29th, 2012 • Ubs Money Series • New York
This Selected Dealer Agreement (“Agreement”) is entered into as of April 30, 2012, by and between UBS Global Asset Management (US) Inc. (“We” or “Us”) and UBS Financial Services, Inc. (You”). We are the principal underwriter of the shares of beneficial interest (“Shares”) of the investment companies listed on Schedule A hereto (“Funds”), each of which is registered under the Investment Company Act of 1940, as amended (“1940 Act”), or is a series of a registered investment company. We understand that you wish to act as a Selected Dealer with respect to the Shares. You have represented that you are either a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended, (“1934 Act”) and a member in good standing of the Financial Industry Regulatory Authority, Inc. (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broker-dealer under the 1934 Act, at the ti
