SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 3rd, 2014 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of August 27, 2014, between Orient Paper, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
STRICTLY CONFIDENTIALExclusive Agency Agreement • September 3rd, 2014 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
This letter agreement (this "Agreement") constitutes the agreement between Orient Paper Inc. (the "Company") and H.C. Wainwright & Co., LLC ("Wainwright") that Wainwright shall serve as the exclusive agent, advisor or underwriter in any offering (each, an "Offering") of securities of the Company ("Securities") during the Term (as defined below) of this Agreement The terms of each Offering and the Securities issued in connection therewith shall be mutually agreed upon by the Company and Wainwright and nothing herein implies that Wainwright would have the power or authority to bind the Company and nothing herein implies that the Company shall have an obligation to issue any Securities. It is understood that Wainwright's assistance in an Offering will be subject to the satisfactory completion of such investigation and inquiry into the affairs of the Company as Wainwright deems appropriate under the circumstances and to the receipt of all internal approvals of Wainwright in connection with
COMMON STOCK PURCHASE WARRANT Orient paper, inc.Common Stock Purchase Warrant • September 3rd, 2014 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes)
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after August __, 2014 (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Orient Paper, Inc., a Nevada corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
STRICTLY CONFIDENTIALLetter Agreement • September 3rd, 2014 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes)
This amendment amends our letter agreement dated April 2, 2014, between Orient Paper, Inc. (the "Company") and H.C. Wainwright & Co., LLC ("Wainwright"), as amended on July 1, 2014 and August 15, 2014 (the "Original Agreement") in order to cause the Company to deliver a cold comfort letter, addressed to Wainwright, and in form and substance reasonably satisfactory in all respects to Wainwright from BDO China Shu Lun Pan Certified Public Accountants LLP, the Company’s accounting firm, dated as of the date of each Closing. This amendment is effective as of August 25, 2014. All other terms of the Agreement (as defined therein) shall remain in full force and effect.
STRICTLY CONFIDENTIAL Mr. Winston C. YenLetter Agreement • September 3rd, 2014 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes)
This amendment amends our letter agreement dated April 2, 2014, as amended on July 1, 2014 (the "Original Agreement") to extend the Term (as defined in Section B thereof of the Original Agreement) until October 1, 2014. This amendment is effective as of July 31, 2014. All other terms of the Agreement (as defined therein) shall remain in full force and effect. For the avoidance of doubt, Each of Orient Paper, Inc. (the "Company") and H.C. Wainwright & Co., LLC ("Wainwright") hereby confirms that, for the purpose of Section A,4. ("Tail Fee") of the Original Agreement, any investor introduced by the Company during the Term shall not be considered as introduced either directly or indirectly by Wainwright.
STRICTLY CONFIDENTIAL Mr. Winston C. YenLetter Agreement • September 3rd, 2014 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes)
This amendment amends our letter agreement dated April 2, 2014 (the "Original Agreement") to extend the Term (as defined in Section B thereof of the Original Agreement) until July 31, 2014. All other terms of the Agreement (as defined therein) shall remain in full force and effect. For the avoidance of doubt, Each of Orient Paper, Inc. (the "Company") and H.C. Wainwright & Co., LLC ("Wainwright") hereby confirms that, for the purpose of Section A.4, ("Tail Fee") of the Original Agreement, any investor introduced by the Company during the Term shall not be considered as introduced either directly or indirectly by Wainwright.
