COMMON STOCK PURCHASE WARRANT IT TECH PACKAGING, INC.Common Stock Purchase Warrant • March 1st, 2021 • It Tech Packaging, Inc. • Converted paper & paperboard prods (no contaners/boxes)
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [_______]. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after February [ ], 2021, and on or prior to 5:00 p.m. (New York City time) on [ ], 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from IT Tech Packaging, Inc., a corporation organized under the laws of Nevada (the “Company”), up to [ ] shares (as subject to adjustment hereunder, the “Warrant Shares”) of common stock of the Company, par value $0.001 per share (“Common Stock”). The purchase price of one Warrant Share shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant,
COMMON STOCK PURCHASE WARRANT IT TECH PACKAGING, INC.Security Agreement • May 4th, 2020 • It Tech Packaging, Inc. • Converted paper & paperboard prods (no contaners/boxes)
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [_______]. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the earlier of (i) November 4, 2020 and (ii) the date the Company receives Stockholder Approval, and on or prior to 5:00 p.m. (New York City time) on November 4, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from IT Tech Packaging, Inc., a corporation organized under the laws of Nevada (the “Company”), up to [ ] shares (as subject to adjustment hereunder, the “Warrant Shares”) of common stock of the Company, par value $0.001 per share (“Common Stock”). The purchase price of one Warrant Share shall be equal to the Exercise Price, as defined in Section 2(b).
IT TECH PACKAGING, INC. and Empire Stock Transfer Inc., as Warrant Agent Warrant Agency Agreement Dated as of March 1, 2021 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • March 1st, 2021 • It Tech Packaging, Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
WARRANT AGENCY AGREEMENT, dated as of March 1 2021 (“Agreement”), between IT TECH PACKAGING, INC., a corporation organized under the laws of the State of Nevada (the “Company”), and Empire Stock Transfer Inc., a corporation organized under the laws of [ ] (the “Warrant Agent”).
26,666,666 SHARES OF COMMON STOCK WARRANTS TO PURCHASE 13,333,333 SHARES OF COMMON STOCK IT TECH PACKAGING, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • March 1st, 2021 • It Tech Packaging, Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
The undersigned, IT TECH PACKAGING, INC., a company incorporated under the laws of Nevada (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which MAXIM GROUP LLC (“Maxim”) is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
Exhibit 10.1 AGREEMENT AND PLAN OF MERGER This AGREEMENT AND PLAN OF MERGER (this "Agreement") has been made as of October 29, 2007, by and among Carlateral Inc., a Nevada corporation ("CARZ"), CARZ Merger Sub, Inc., a Nevada corporation and a...Merger Agreement • November 2nd, 2007 • Carlateral, Inc. • Personal credit institutions • Nevada
3,000,000 Shares ORIENT PAPER, INC. Common Stock PURCHASE AGREEMENTPurchase Agreement • March 31st, 2010 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
Orient Paper, Inc., a Nevada corporation (the “Company”), proposes to sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of 3,000,000 shares (the “Firm Shares”) of Common Stock, $0.001 par value per share (the “Common Stock”), of the Company pursuant to the terms and conditions of this agreement (this “Agreement”). The Company has also granted to the Underwriter an option to purchase up to 450,000 additional shares of Common Stock on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Agreement are herein collectively called the “Securities.”
Mr. Zhenyong Liu Chief Executive OfficerPlacement Agent Agreement • January 13th, 2021 • It Tech Packaging, Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
This letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and IT Tech Packaging, Inc., a company incorporated in the State of Nevada (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of Common Stock of the Company, par value US$0.001 per share (“Shares”), and warrants (“Warrants”) to purchase Shares of the Company (the “Warrant Shares” and collectively with the Shares and the Warrants, the “Securities”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. Th
FORM OF SUBORDINATED INDENTURE by and between ORIENT PAPER, INC. as Issuer, and as Trustee Dated as of ______________Subordinated Indenture • November 25th, 2009 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
SUBORDINATED INDENTURE (this “Indenture”), dated as of ________, by and between ORIENT PAPER, INC., a Nevada corporation (the “Company”), as issuer, and ______________, a ____________, as trustee (the “Trustee”).
FORM OF SENIOR INDENTURE by and between ORIENT PAPER, INC. as Issuer, and as Trustee Dated as of ______________Senior Indenture • November 25th, 2009 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
SENIOR INDENTURE (this “Indenture”), dated as of ________, by and between ORIENT PAPER, INC., a Nevada corporation (the “Company”), as issuer, and ______________, a ____________, as trustee (the “Trustee”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 3rd, 2014 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of August 27, 2014, between Orient Paper, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
FORM OF LOCK-UP AGREEMENTLock-Up Agreement • May 1st, 2020 • It Tech Packaging, Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
Amendment to SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 4th, 2020 • It Tech Packaging, Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
This AMENDMENT TO SECURITIES PURCHASE AGREEMENT (the “Amendment”), dated as of May 4, 2020, by and among IT Tech Packaging, Inc., a corporation organized under the laws of Nevada (the “Company”), and each purchaser identified on the signature page hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SUBJECT TO LEGAL REVIEW AND COMMITMENT COMMITTEE APPROVALPlacement Agreement • May 1st, 2020 • It Tech Packaging, Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
This letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim”) the “Lead Manager”) and IT Tech Packaging, Inc. (the “Company”), that Maxim shall serve as (i) sole lead/exclusive placement agent for the Company, on a “reasonable best efforts” basis (“Direct Placement”) or (ii) sole lead book running manager for the Company, on a firm commitment basis (“Underwritten Placement”) and collectively with a Direct Placement (a “Placement”), in connection with the proposed offering of registered securities (the “Securities”) of the Company, including shares (the “Shares”) of the Company’s common stock (the “Common Stock”). The terms of such Placement and the Securities shall be mutually agreed upon by the Company, the Lead Manager and, if a Direct Placement, the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Lead Manager would have the power or authority to bind the Company or any Purchaser or an obligation
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 20th, 2021 • It Tech Packaging, Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of January [ ], 2021, between IT Tech Packaging, Inc., a corporation organized under the laws of Nevada (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Land Use Right Transfer Agreement [English Translation]Land Use Right Transfer Agreement • August 12th, 2013 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes)
Party A has the State-owned land use right located at the south of Juli Road (former South of Nanhuan Road) and at the east of Shengyuan South Street with an area of 33,372.49 square meters. In accordance with the “Comprehensive Planning of the Use of Land of Xushui County” and an ensuing resolution requesting “negotiated transfer/surrender of land and the payment of land transfer fee” by several local enterprises located in the center of the county from local Xushui County government, the use of the land is being converted from industrial to residential As Party A’s permitted scope of business does not include the use and development of the land for residential use; and in order to secure Party A’s normal operation at the location in the near future, Party A hereby transfers the land use right and the development right to Party B, and sells the buildings attached to the land to Party B (the number of Real Estate Sales Agreement is HBOP2013-RS.) The area for transferred land use right
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 8th, 2009 • Orient Paper Inc. • Personal credit institutions • New York
REGISTRATION RIGHTS AGREEMENT(this “ Agreement“), dated as of October 7, 2009, by and among Orient Paper, Inc., a Nevada corporation, with headquarters located at Nansan Gongli, Nanhuan Road, Xushui County, Baoding City, Hebei Province, The People’s Republic of China 072550 (the “ Company“), and the investors listed on the Schedule of Buyers attached hereto (each, a “ Buyer“ and collectively, the “ Buyers“).
MAKE GOOD SECURITIES ESCROW AGREEMENTMake Good Securities Escrow Agreement • October 8th, 2009 • Orient Paper Inc. • Personal credit institutions • New York
THIS MAKE GOOD SECURITIES ESCROW AGREEMENT (the “Make Good Agreement”), dated as of October 7, 2009, is entered into by and among Orient Paper, Inc., a Nevada corporation (the “Company”), the investors listed on the Schedule of Buyers in the Securities Purchase Agreement dated October 7, 2009 (the “Buyers”), Zhenyong Liu (the “Principal Shareholder”) and Sichenzia Ross Friedman Ference LLP with an address at 61 Broadway, 32nd Floor, New York, NY 10006 (the “Escrow Agent”).
Mr. Zhenyong Liu Chief Executive Officer Science Park, Juli Rd, Xushui District, Baoding City Hebei Province, The People’s Republic of China 072550 Tel: 011 - (86) 312-8698215 Dear Mr. Liu:Placement Agent Agreement • January 20th, 2021 • It Tech Packaging, Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
This letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and IT Tech Packaging, Inc., a company incorporated in the State of Nevada (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of Common Stock of the Company, par value US$0.001 per share (“Shares”), and warrants (“Warrants”) to purchase Shares of the Company (the “Warrant Shares” and collectively with the Shares and the Warrants, the “Securities”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. Th
Exclusive Technical Service and Business Consulting AgreementExclusive Technical Service and Business Consulting Agreement • June 30th, 2009 • Orient Paper Inc. • Personal credit institutions
This Exclusive Technical Service and Business Consulting Agreement (the “Agreement”) is entered into by and between the following two parties on June 24, 2009:
STRICTLY CONFIDENTIALExclusive Agency Agreement • September 3rd, 2014 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
This letter agreement (this "Agreement") constitutes the agreement between Orient Paper Inc. (the "Company") and H.C. Wainwright & Co., LLC ("Wainwright") that Wainwright shall serve as the exclusive agent, advisor or underwriter in any offering (each, an "Offering") of securities of the Company ("Securities") during the Term (as defined below) of this Agreement The terms of each Offering and the Securities issued in connection therewith shall be mutually agreed upon by the Company and Wainwright and nothing herein implies that Wainwright would have the power or authority to bind the Company and nothing herein implies that the Company shall have an obligation to issue any Securities. It is understood that Wainwright's assistance in an Offering will be subject to the satisfactory completion of such investigation and inquiry into the affairs of the Company as Wainwright deems appropriate under the circumstances and to the receipt of all internal approvals of Wainwright in connection with
COMMON STOCK PURCHASE WARRANT Orient paper, inc.Common Stock Purchase Warrant • September 3rd, 2014 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes)
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after August __, 2014 (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Orient Paper, Inc., a Nevada corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 30th, 2009 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of October 7, 2009, by and among Orient Paper, Inc., a Nevada corporation, with headquarters located at Nansan Gongli, Nanhuan Road, Xushui County, Baoding City, Hebei Province, The People’s Republic of China 072550 (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”). The Company and the Buyers shall collectively be referred to as the “Parties” and individually, a “Party”.
Land Lease AgreementLand Lease Agreement • February 1st, 2010 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes)
This Land Lease Agreement (the “Agreement”) was executed on January 2, 2002, in Wuji Village, Xushui County, by and between Xushui County Dayin Township Wuji Village Committee and Party Branch (“Party A”) and Hebei Baoding Orient Paper Milling Co., Ltd (“Party B”). Party A agree to lease its 200mu unutilized land to Party B, and both parties further agree on the following terms:
Loan Agreement [Unofficial Translation]Loan Agreement • March 25th, 2015 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes)
This Loan Agreement (the “Agreement”) was executed on March 1, 2015, by and between Mr. Zhenyong Liu (the Lender, or “Party A”) and Hebei Baoding Orient Paper Milling Co., Ltd (the Company, or “Party B”), whereas Mr. Zhenyong Liu agree to transfer a loan of RMB120,000,000 yuan (RMB One Hundred and Twenty Million Yuan) to the Company to long term loan. Both parties further agree on the following terms:
Baoding Shengde Paper Co., Ltd. and Hebei Shuangxing Paper Co., Ltd. Asset Purchase Agreement [Unofficial Translation]Asset Purchase Agreement • December 10th, 2009 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes)
This Asset Purchase Agreement (the “Agreement”) was executed on November 25, 2009, in Baoding, Hebei province, by and between Baoding Shengde Paper Co., Ltd. (“Shengde”) and Hebei Shuangxing Paper Co., Ltd.(“Shuangxing”). Shengde and Shuangxing agree on the following terms:
STRICTLY CONFIDENTIALLetter Agreement • September 3rd, 2014 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes)
This amendment amends our letter agreement dated April 2, 2014, between Orient Paper, Inc. (the "Company") and H.C. Wainwright & Co., LLC ("Wainwright"), as amended on July 1, 2014 and August 15, 2014 (the "Original Agreement") in order to cause the Company to deliver a cold comfort letter, addressed to Wainwright, and in form and substance reasonably satisfactory in all respects to Wainwright from BDO China Shu Lun Pan Certified Public Accountants LLP, the Company’s accounting firm, dated as of the date of each Closing. This amendment is effective as of August 25, 2014. All other terms of the Agreement (as defined therein) shall remain in full force and effect.
FORM OF LOCK-UP AGREEMENTLock-Up Agreement • January 20th, 2021 • It Tech Packaging, Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
SHARE PLEDGE AGREEMENT AmendmentShare Pledge Agreement • February 11th, 2010 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes)
This Amendment to Share Pledge Agreement (hereinafter “this Agreement”) is entered into in Baoding on the day of February 10, 2010 by the following parties:
LOANOUT AGREEMENTLoanout Agreement • May 6th, 2009 • Orient Paper Inc. • Personal credit institutions • Nevada
This LOANOUT AGREEMENT (this “Agreement”), dated as of May 1 , 2009, by and between Winston C. Yen, CPA, A Professional Accountancy Corporation, a California corporation, having its principal location at 345 S. Figueroa Street, Suite 100, Los Angeles, California 90071 (“Lender”), and Orient Paper, Inc., a Nevada corporation having its principal office at Science Park, Xushui Town, Baoding City, Hebei Province, People’s Republic of China (the “Company”), for the services of Lender’s employee, Winston C. Yen (the "Executive").
Acquisition AgreementAcquisition Agreement • June 28th, 2019 • It Tech Packaging, Inc. • Converted paper & paperboard prods (no contaners/boxes)
Through friendly negotiation, in line with the principles of equality, voluntariness, compensation and good faith, the two parties have reached the following agreement on the acquisition of 100% equity and all assets:
Purchase Contract [Unofficial Translation]Purchase Contract • February 1st, 2010 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes)
This Purchase Contract (the “Contract”) was executed on March 20, 2008, in Xushui County, Hebei Province, by and between Hebei Dingxing Material Recycling Station (the “HDMR”) and Hebei Baoding Orient Paper Milling Co., Ltd (the “HBOP” ). HDMR agrees to perennially supply HBOP with raw materials which are Recycled Paperboard, White Edge Paper and Recycled Loose-leaf Paper. The terms and conditions of this Contract are as follows:
Supplement Agreement To The Acquisition AgreementSupplement Agreement to the Acquisition Agreement • December 17th, 2019 • It Tech Packaging, Inc. • Converted paper & paperboard prods (no contaners/boxes)
On June 25, 2019, the two parties entered into The Acquisition Agreement, Contract No: HB-2019-06-25 (“The original agreement”). Through friendly negotiation, the two parties hereby enter into the following Supplement Agreement:
Purchase Contract [Unofficial Translation]Purchase Contract • February 1st, 2010 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes)
This Purchase Contract (the “Contract”) was executed on December 31, 2003, in Xushui County, Hebei Province, by and between Xushui County Dongfang Trading Company Limited (the “XSDF”) and Hebei Baoding Orient Paper Milling Co., Ltd (the “HBOP” ). XSDF agrees to perennially supply HBOP with raw materials which are Recycled Paperboard and White Edge Paper. The terms and conditions of this Contract are as follows:
FROM OF MAKE GOOD SECURITIES ESCROW SUPPLEMENT AGREEMENTMake Good Securities Escrow Supplement Agreement • July 6th, 2011 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes) • New York
THIS MAKE GOOD SECURITIES ESCROW SUPPLEMENT AGREEMENT (the “Make Good Supplement Agreement”), dated as of June 30, 2011, is entered into by and among Orient Paper, Inc., a Nevada corporation (the “Company”), the investors listed on the Schedule of Buyers in the Securities Purchase Agreement dated October 7, 2009 (the “Buyers”), Zhenyong Liu (the “Principal Shareholder”) and Sichenzia Ross Friedman Ference LLP with an address at 61 Broadway, 32nd Floor, New York, NY 10006 (the “Escrow Agent”).
STRICTLY CONFIDENTIAL Mr. Winston C. YenLetter Agreement • September 3rd, 2014 • Orient Paper Inc. • Converted paper & paperboard prods (no contaners/boxes)
This amendment amends our letter agreement dated April 2, 2014, as amended on July 1, 2014 (the "Original Agreement") to extend the Term (as defined in Section B thereof of the Original Agreement) until October 1, 2014. This amendment is effective as of July 31, 2014. All other terms of the Agreement (as defined therein) shall remain in full force and effect. For the avoidance of doubt, Each of Orient Paper, Inc. (the "Company") and H.C. Wainwright & Co., LLC ("Wainwright") hereby confirms that, for the purpose of Section A,4. ("Tail Fee") of the Original Agreement, any investor introduced by the Company during the Term shall not be considered as introduced either directly or indirectly by Wainwright.
